
[Federal Register Volume 88, Number 156 (Tuesday, August 15, 2023)]
[Notices]
[Pages 55484-55485]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-17497]


=======================================================================
-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Investment Company Act Release No. 34984; File No. 813-00408]


Apollo Global Management, Inc.

August 10, 2023.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').

ACTION: Notice.

-----------------------------------------------------------------------

    Notice of application for an order (``Order'') under sections 6(b) 
and 6(e) of the Investment Company Act of 1940 (the ``Act'') granting 
an exemption from all provisions of the Act, except sections 9, 17, 30, 
and 36 through 53, and the rules and regulations under the Act (the 
``Rules and Regulations''). With respect to sections 17(a), (d), (e), 
(f), (g), and (j) of the Act, sections 30(a), (b), (e), and (h) of the 
Act and the Rules and Regulations and rule 38a 1 under the Act, 
applicants request a limited exemption as set forth in the application.

Summary of Application:  Applicants request an order to exempt certain 
limited partnerships, limited liability companies, corporations, 
business or statutory trusts or other entities (``Partnership'') formed 
for the benefit of eligible employees of Apollo Global Management, Inc. 
and its affiliates from certain provisions of the Act. Each 
Partnership, and each series thereof (to the extent such series is an 
issuer for purposes of the Act), will be an ``employees' securities 
company'' within the meaning of section 2(a)(13) of the Act.

Applicant:  Apollo Global Management, Inc.

Filing Dates:  The application was filed on May 16, 2022 and amended on 
November 2, 2022, April 13, 2023, July 19, 2023, and July 28, 2023.

Hearing or Notification of Hearing:  An order granting the requested 
relief will be issued unless the Commission orders a hearing. 
Interested persons may request a hearing on any application by emailing 
the SEC's Secretary at [email protected] and serving the 
Applicants with a copy of the request by email, if an email address is 
listed for the relevant Applicant below, or personally or by mail, if a 
physical address is listed for the relevant Applicant below. Hearing 
requests should be received by the Commission by 5:30 p.m. on September 
5, 2023, and should be accompanied by proof of service on applicants, 
in the form of an affidavit or, for lawyers, a certificate of service. 
Pursuant to rule 0-5 under the Act, hearing requests should state the 
nature of the writer's interest, any facts bearing upon the 
desirability of a hearing on the matter, the reason for the request, 
and the issues contested. Persons who wish to be notified of a hearing 
may request notification by emailing the Commission's Secretary at 
[email protected].

ADDRESSES: The Commission: [email protected]. Applicant: Dennis 
Pereira, [email protected].

[[Page 55485]]


FOR FURTHER INFORMATION CONTACT: Jessica D. Leonardo, Senior Counsel, 
or Marc Mehrespand, Branch Chief, at (202) 551-6825 (Division of 
Investment Management, Chief Counsel's Office).

SUPPLEMENTARY INFORMATION: For Applicants' representations, legal 
analysis, and conditions, please refer to Applicants' fourth amended 
and restated application, dated July 28, 2023, which may be obtained 
via the Commission's website by searching for the file number at the 
top of this document, or for an Applicant using the Company name search 
field, on the SEC's EDGAR system.
    The SEC's EDGAR system may be searched at, http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html. You may also call the 
SEC's Public Reference Room at (202) 551-8090.

    For the Commission, by the Division of Investment Management, 
under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-17497 Filed 8-14-23; 8:45 am]
BILLING CODE 8011-01-P


