
[Federal Register Volume 88, Number 147 (Wednesday, August 2, 2023)]
[Notices]
[Page 50923]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-16397]


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SECURITIES AND EXCHANGE COMMISSION

[Investment Company Act Release No. 34966; File No. 812-15423]


Alpha Alternative Assets Fund and Alpha Growth Management LLC

July 27, 2023.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').

ACTION: Notice.

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    Notice of an application for an order pursuant to section 6(c) of 
the Investment Company Act of 1940 (the ``Act'') for an exemption from 
sections 18(a)(2), 18(c), and 18(i) of the Act, pursuant to sections 
6(c) and 23(c) of the Act for certain exemptions from rule 23c-3 under 
the Act, and pursuant to section 17(d) of the Act and rule 17d-1 
thereunder.
    Summary of Application: Applicants request an order to permit 
certain registered closed-end management investment companies to issue 
multiple classes of common shares of beneficial interest with varying 
sales loads and asset-based service and/or distribution fees and to 
impose early withdrawal charges.
    Applicants: Alpha Alternative Assets Fund and Alpha Growth 
Management LLC.
    Filing Dates: The application was filed on January 17, 2023, and 
amended on May 25, 2023.
    Hearing or Notification of Hearing: An order granting the requested 
relief will be issued unless the Commission orders a hearing. 
Interested persons may request a hearing on any application by emailing 
the SEC's Secretary at [email protected] and serving the 
Applicants with a copy of the request by email, if an email address is 
listed for the relevant Applicant below, or personally or by mail, if a 
physical address is listed for the relevant Applicant below. Hearing 
requests should be received by the Commission by 5:30 p.m. on August 
21, 2023, and should be accompanied by proof of service on Applicants, 
in the form of an affidavit or, for lawyers, a certificate of service. 
Pursuant to rule 0-5 under the Act, hearing requests should state the 
nature of the writer's interest, any facts bearing upon the 
desirability of a hearing on the matter, the reason for the request, 
and the issues contested. Persons who wish to be notified of a hearing 
may request notification by emailing the Commission's Secretary at 
[email protected].

ADDRESSES: The Commission: [email protected]. Applicants: 
Gobind Sahney, Alpha Growth Management LLC, 500 Newport Center Drive, 
Ste. 680, Newport Beach, CA 92660; Andrew Davalla, Thompson Hine LLP, 
[email protected].

FOR FURTHER INFORMATION CONTACT: Christine Y. Greenlees, Senior 
Counsel, or Lisa Reid Ragen, Branch Chief, at (202) 551-6825 (Division 
of Investment Management, Chief Counsel's Office).

SUPPLEMENTARY INFORMATION: For Applicants' representations, legal 
analysis, and conditions, please refer to Applicants' first amended and 
restated application, dated May 25, 2023, which may be obtained via the 
Commission's website by searching for the file number at the top of 
this document, or for an Applicant using the Company name search field, 
on the SEC's EDGAR system. The SEC's EDGAR system may be searched at 
http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html. You may 
also call the SEC's Public Reference Room at (202) 551-8090.

    For the Commission, by the Division of Investment Management, 
under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-16397 Filed 8-1-23; 8:45 am]
BILLING CODE 8011-01-P


