[Federal Register Volume 87, Number 236 (Friday, December 9, 2022)]
[Notices]
[Page 75683]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-26901]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE: Notice is hereby given, pursuant to the provisions of 
the Government in the Sunshine Act, Public Law 94-409, that the 
Securities and Exchange Commission will hold an Open Meeting on 
Wednesday, December 14, 2022 at 10:00 a.m.

PLACE: The meeting will be webcast on the Commission's website at 
www.sec.gov.

STATUS: This meeting will begin at 10:00 a.m. (ET) and will be open to 
the public via webcast on the Commission's website at www.sec.gov.

MATTERS TO BE CONSIDERED: 
    1. The Commission will consider whether to adopt amendments to Rule 
10b5-1 under the Securities Exchange Act, and new disclosure regarding 
Rule 10b5-1 trading arrangements and insider trading policies and 
procedures, as well as amendments regarding the disclosure of the 
timing of certain equity compensation awards and reporting of gifts on 
Form 4.
    2. The Commission will consider whether to propose rule amendments 
to update the disclosure required by Rule 605 under Regulation NMS of 
the Securities Exchange Act of 1934 for order executions in national 
market system stocks. The proposed rule amendments would expand the 
scope of entities subject to Rule 605, modify the information required 
to be reported under the rule, and change how orders are categorized 
for purposes of the rule.
    3. The Commission will consider whether to propose amendments to 
certain rules under Regulation NMS of the Securities Exchange Act of 
1934 to adopt variable minimum pricing increments for the quoting and 
trading of NMS stocks, reduce access fee caps, and enhance the 
transparency of better priced orders.
    4. The Commission will consider whether to propose a new rule under 
Regulation NMS of the Securities Exchange Act of 1934 titled the Order 
Competition Rule, which would require certain equity orders of retail 
investors to be exposed to competition in fair and open auctions before 
such orders could be executed internally by any trading center that 
restricts order-by-order competition.
    5. The Commission will consider whether to propose new rules under 
the Securities Exchange Act of 1934 titled Regulation Best Execution, 
which would establish a best execution standard and require detailed 
policies and procedures for brokers, dealers, government securities 
brokers, government securities dealers, and municipal securities 
dealers and more robust policies and procedures for entities engaging 
in certain conflicted transactions with retail customers, as well as 
related review and documentation requirements.

CONTACT PERSON FOR MORE INFORMATION: For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact Vanessa A. Countryman from the Office of the Secretary 
at (202) 551-5400.
    Authority: 5 U.S.C. 552b.

    Dated: December 7, 2022.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022-26901 Filed 12-7-22; 4:15 pm]
BILLING CODE 8011-01-P


