
[Federal Register Volume 88, Number 191 (Wednesday, October 4, 2023)]
[Notices]
[Page 68841]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-21924]


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SECURITIES AND EXCHANGE COMMISSION

[SEC File No. 270-557, OMB Control No. 3235-0618]


Proposed Collection; Comment Request; Extension: Rule 173

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 
20549-2736

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collection of 
information summarized below. The Commission plans to submit this 
existing collection of information to the Office of Management and 
Budget for extension and approval.
    Securities Act Rule 173 (17 CFR 230.173) provides a notice of 
registration to investors who purchased securities in a registered 
offering under the Securities Act of 1933 (15 U.S.C. 77a et seq.). A 
Rule 173 notice must be provided by underwriter or dealer to each 
investor who purchased securities from the underwriter or dealer. The 
Rule 173 notice is not publicly available. We estimate that it takes 
approximately 0.0167 hour per response to provide the information 
required under Rule 173 and that the information is filed by 
approximately 5,720 respondents approximately 43,546 times a year for a 
total of 249,083,120 responses. We estimate that the total annual 
reporting burden for Rule 173 is 4,159,688 hours (0.0167 hours per 
response x 249,083,120 responses).
    Written comments are invited on: (a) whether this proposed 
collection of information is necessary for the proper performance of 
the functions of the agency, including whether the information will 
have practical utility; (b) the accuracy of the agency's estimate of 
the burden imposed by the collection of information; (c) ways to 
enhance the quality, utility, and clarity of the information collected; 
and (d) ways to minimize the burden of the collection of information on 
respondents, including through the use of automated collection 
techniques or other forms of information technology. Consideration will 
be given to comments and suggestions submitted in writing within 60 
days of this publication by December 4, 2023.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    Please direct your written comment to David Bottom, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o John 
Pezzullo, 100 F Street NE, Washington, DC 20549 or send an email to: 
[email protected].

    Dated: September 28, 2023.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-21924 Filed 10-3-23; 8:45 am]
BILLING CODE 8011-01-P


