
[Federal Register Volume 79, Number 69 (Thursday, April 10, 2014)]
[Notices]
[Page 19935]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-08000]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[OMB Control No. 3235-0688; SEC File No. 270-631]


Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of Investor Education and Advocacy, Washington, DC 
20549-0213.

Extension:
    Rule 203A-5.

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission 
(``Commission'') has submitted to the Office of Management and Budget 
(``OMB'') a request for extension of the previously approved collection 
of information discussed below.
    The title for the collection of information is Rule 203A-5. Rule 
203A-5 (17 CFR 275.203A-5) established a one-time requirement for 
investment advisers registered with the Commission as of January 1, 
2012 to file a mandatory amendment to their Form ADV by March 30, 2012, 
and, if they no longer met Commission-registration eligibility 
requirements, to withdraw from registration by filing Form ADV-W by 
June 28, 2012. The deadlines for the information collected pursuant the 
rule were March 30, 2012 (for Form ADV amendments) and June 28, 2012 
(for withdrawals). The Commission is no longer collecting any 
information pursuant to the rule.
    Accordingly, the staff estimates that, each year, no advisers will 
have to file a Form ADV amendment or Form ADV-W withdrawal pursuant to 
rule 203A-5, and that the total burden for the information collection 
is zero hours at a cost of $0. Although Commission staff estimates that 
there is no burden associated with rule 203A-5, the staff is requesting 
a one hour burden for administrative purposes.
    The collection of information under rule 203A-5 was mandatory. The 
information provided under rule 203A-5 is not kept confidential. An 
agency may not conduct or sponsor, and a person is not required to 
respond to a collection of information unless it displays a currently 
valid OMB control number.
    The public may view the background documentation for this 
information collection at the following Web site, www.reginfo.gov. 
Comments should be directed to: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an email to: Shagufta_Ahmed@omb.eop.gov; and (ii) Thomas Bayer, Chief Information Officer, 
Securities and Exchange Commission, c/o Remi Pavlik-Simon, 100 F Street 
NE., Washington, DC 20549 or send an email to: PRA_Mailbox@sec.gov. 
Comments must be submitted to OMB within 30 days of this notice.

    Dated: April 4, 2014.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2014-08000 Filed 4-9-14; 8:45 am]
BILLING CODE 8011-01-P


