
[Federal Register Volume 79, Number 49 (Thursday, March 13, 2014)]
[Notices]
[Pages 14308-14309]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-05461]


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SECURITIES AND EXCHANGE COMMISSION


Proposed Collection; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of Investor Education and Advocacy, Washington, DC 
20549-0213.

Extension:
    Rule 433, OMB Control No. 3235-0617, SEC File No. 270-558.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collections 
of information summarized below. The Commission plans to submit this 
existing collection of information to the Office of Management and 
Budget (``OMB'') for extension and approval.
    Rule 433 (17 CFR 230.433) governs the use and filing of free 
writing prospectuses under the Securities Act of 1933 (15 U.S.C. 77a et 
seq.). The purpose of Rule 433 is to reduce the restrictions on 
communications that a company can make to investors during a registered 
offering of its securities, while maintaining a high level of investor 
protection. A free writing prospectus meeting the conditions of Rule 
433(d)(1) must be filed with the Commission and is publicly available. 
We estimate that it takes approximately 1.3 burden hours per response 
to prepare a free writing prospectus and that the information is filed 
by 2,906 respondents approximately 1.25 times a year for a total of 
3,633 responses. We estimate that 25% of the 1.3 burden hours per 
response (0.32 hours) is prepared by the company for total annual 
reporting burden of 1,163 hours (0.32 hours x 3,633 responses).
    Written comments are invited on: (a) Whether this proposed 
collection of information is necessary for the performance of the 
functions of the agency, including whether the information will have 
practical utility; (b) the accuracy of the agency's estimate

[[Page 14309]]

of the burden imposed by the collection of information; (c) ways to 
enhance the quality, utility, and clarity of the information collected; 
and (d) ways to minimize the burden of the collection of information on 
respondents, including through the use of automated collection 
techniques or other forms of information technology. Consideration will 
be given to comments and suggestions submitted in writing within 60 
days of this publication.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid OMB control number.
    Please direct your written comment to Thomas Bayer, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: PRA_Mailbox@sec.gov.

    Dated: March 7, 2014.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2014-05461 Filed 3-12-14; 8:45 am]
BILLING CODE 8011-01-P


