
[Federal Register Volume 78, Number 221 (Friday, November 15, 2013)]
[Notices]
[Pages 68887-68888]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-27383]


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SECURITIES AND EXCHANGE COMMISSION

[Release Nos. 33-9476; 34-70847, File No. 265-28]


Dodd-Frank Investor Advisory Committee; Meeting

AGENCY: Securities and Exchange Commission.

ACTION: Notice of Meeting of Securities and Exchange Commission Dodd-
Frank Investor Advisory Committee.

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SUMMARY: The Securities and Exchange Commission Investor Advisory 
Committee, established pursuant to Section 911 of the Dodd-Frank Wall 
Street Reform and Consumer Protection Act of 2010, is providing notice 
that it will hold a public meeting on Friday, November 22, 2013, in 
Multi-Purpose Room LL-006 at the Commission's headquarters, 100 F 
Street NE., Washington, DC 20549. The meeting will begin at 10:00 a.m. 
(EDT) and end at 4:30 p.m. and will be open to the public, except 
during portions of the meeting reserved for meetings of the Committee's 
subcommittees. The meeting will be webcast on the Commission's Web site 
at www.sec.gov. Persons needing special accommodations to take part 
because of a disability should notify the contact person listed below. 
The public is invited to submit written statements to the Committee. 
The agenda for the meeting includes remarks from Commissioners, a 
recommendation of the Investor as Purchaser Subcommittee regarding a 
fiduciary duty standard for broker-dealers, a recommendation of the 
Investor as Purchaser Subcommittee regarding legislation to fund 
investment adviser examinations, selection of dates for future IAC 
meetings, and nonpublic subcommittee meetings.

DATES: Written statements should be received on or before November 22, 
2013.

ADDRESSES: Written statements may be submitted by any of the following 
methods:

Electronic Statements

    [ssquf] Use the Commission's Internet submission form (http://www.sec.gov/rules/other.shtml ); or
    [ssquf] Send an email message to rules-comments@sec.gov. Please 
include File No. 265-28 on the subject line; or

Paper Statements

    [ssquf] Send paper statements in triplicate to Elizabeth M. Murphy, 
Secretary, Securities and Exchange Commission, 100 F Street NE., 
Washington, DC 20549-1090.
    All submissions should refer to File No. 265-28. This file number 
should be included on the subject line if email is used. To help us 
process and review your statement more efficiently, please use only one 
method.
    Statements also will be available for Web site viewing and printing 
in the Commission's Public Reference Room, 100 F Street NE., Room 1580, 
Washington, DC 20549, on official business days between the hours of 
10:00 a.m. and 3:00 p.m. All statements received will be posted without 
change; we do not edit personal identifying information from 
submissions. You should submit only information that you wish to make 
available publicly.

FOR FURTHER INFORMATION CONTACT: M. Owen Donley III, Chief Counsel, at 
(202) 551-6322, Office of Investor Education and Advocacy, Securities 
and Exchange Commission, 100 F Street NE., Washington, DC 20549.


[[Page 68888]]


    Dated: November 12, 2013.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2013-27383 Filed 11-14-13; 8:45 am]
BILLING CODE 8011-01-P


