
[Federal Register Volume 76, Number 197 (Wednesday, October 12, 2011)]
[Notices]
[Page 63333]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-26513]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a Roundtable on Execution, Clearance 
and Settlement of Microcap Securities on Monday, October 17, 2011, 
commencing at 1 p.m.
    This Sunshine Act notice is being issued because a majority of the 
Commission may attend the meeting.
    The Roundtable will take place in the Multi-Purpose Room of the 
Commission's headquarters at 100 F Street, NE., Washington DC. The 
Roundtable will be open to the public with seating on a first-come, 
first-served basis. Doors will open at 12:30 p.m. Visitors will be 
subject to security checks.
    The Roundtable will consist of a series of three panels. Panelists 
will consider a range of microcap securities topics, such as the 
current issues facing small cap issuers in the clearance and settlement 
process, potential regulatory changes impacting the Over-The-Counter 
markets, and Anti-Money laundering concerns specific to microcap 
issuers.
    For further information, please contact the Office of the Secretary 
at (202) 551-5400.

     October 7, 2011.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011-26513 Filed 10-7-11; 4:15 pm]
BILLING CODE 8011-01-P


