
[Federal Register Volume 75, Number 221 (Wednesday, November 17, 2010)]
[Notices]
[Page 70310]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-29075]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold an Open Meeting on November 19, 2010 
at 10 a.m., in the Auditorium, Room L-002.
    The subject matter of the Open Meeting will be:
    1. The Commission will consider whether to propose new rules and 
rule amendments under the Investment Advisers Act of 1940 to implement 
provisions of the Dodd-Frank Wall Street Reform and Consumer Protection 
Act. These rules and rule amendments are designed to give effect to 
provisions of Title IV of the Dodd-Frank Act that, among other things, 
increase the statutory threshold for registration by investment 
advisers with the Commission, require advisers to hedge funds and other 
private funds to register with the Commission, and address reporting by 
certain investment advisers that are exempt from registration.
    2. The Commission will consider whether to propose rules that would 
implement new exemptions from the registration requirements of the 
Investment Advisers Act of 1940 for advisers to venture capital funds 
and advisers with less than $150 million in private fund assets under 
management in the United States. These exemptions were enacted as part 
of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The 
proposed rules also would clarify the meaning of certain terms included 
in a new exemption for foreign private advisers.
    3. The Commission will consider whether to propose new rules under 
Section 763(i) of the Dodd-Frank Wall Street Reform and Consumer 
Protection Act governing the security-based swap data repository 
registration process, the duties of such repositories, and the core 
principles applicable to such repositories.
    4. The Commission will consider whether to propose Regulation SBSR 
under Title VII of the Dodd-Frank Wall Street Reform and Consumer 
Protection Act to provide for the reporting of security-based swap 
information to registered security-based swap data repositories or the 
Commission and the public dissemination of security-based swap 
transaction, volume, and pricing information.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact: The Office of the 
Secretary at (202) 551-5400.

    Dated: November 12, 2010.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2010-29075 Filed 11-15-10; 11:15 am]
BILLING CODE 8011-01-P


