

[Federal Register: October 4, 2007 (Volume 72, Number 192)]
[Notices]               
[Page 56735-56752]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr04oc07-46]                         

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DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission

[Docket No. RM01-8-006]

 
Revised Public Utility Filing Requirements for Electric Quarterly 
Reports

September 24, 2007.
AGENCY: Federal Energy Regulatory Commission, DOE.

ACTION: Order Adopting Electric Quarterly Report Data Dictionary.

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SUMMARY: The Federal Energy Regulatory Commission is adopting an 
Electric Quarterly Report (EQR) Data Dictionary that collects in one 
document the definitions of certain terms and values used in filing EQR 
data, in conformance with Commission Order No. 2001, which established 
revised public utility filing requirements.

DATES: Effective Date: This order will become effective October 4, 
2007.

FOR FURTHER INFORMATION CONTACT:
    Mark A. Blazejowski, Office of Enforcement, Federal Energy 
Regulatory Commission, 888 First Street, NE., Washington, DC 20426.
    Gary D. Cohen, Office of the General Counsel, Federal Energy 
Regulatory Commission, 888 First Street, NE., Washington, DC 20426.

SUPPLEMENTARY INFORMATION:
Before Commissioners: Joseph T. Kelliher, Chairman; Suedeen G. Kelly, 
Marc Spitzer, Philip D. Moeller, and Jon Wellinghoff.

Order Adopting Electric Quarterly Report Data Dictionary

Issued September 24, 2007.
    1. In this order, after consideration of the comments filed in 
response to our

[[Page 56736]]

notice seeking comments,\1\ we are adopting an Electric Quarterly 
Report (EQR) Data Dictionary that collects in one document the 
definitions of certain terms and values used in filing EQR data 
(previously provided in Commission orders and in guidance materials 
posted at the Commission's Web site) and are issuing formal definitions 
for those fields that were previously undefined.
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    \1\ Revised Public Utility Filing Requirements for Electric 
Quarterly Reports, 72 FR 26091 (May 8, 2007), FERC Stats. & Regs. ] 
35,050 (2007) (EQR Notice).
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I. Background

    2. On April 25, 2002, the Commission issued Order No. 2001, a final 
rule establishing revised public utility filing requirements.\2\ This 
rule revised the Commission's filing requirements to require companies 
subject to the Commission's regulation under section 205 of the Federal 
Power Act (FPA) to file quarterly reports that: (1) Provide data 
identifying the utility on whose behalf the report is being filed (ID 
Data); (2) summarize pertinent data about the utility's currently 
effective contracts (Contract Data); and (3) summarize data about 
wholesale power sales the utility made during the reporting period 
(Transaction Data). The requirement to file EQRs replaced the 
requirement to file quarterly transaction reports summarizing a 
utility's market-based rate transactions and sales agreements that 
conformed to the utility's tariff.
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    \2\ Revised Public Utility Filing Requirements, Order No. 2001, 
67 FR 31043, FERC Stats. & Regs. ] 31,127, reh'g denied, Order No. 
2001-A, 100 FERC ] 61,074, reconsideration and clarification denied, 
Order No. 2001-B, 100 FERC ] 61,342, order directing filings, Order 
No. 2001-C, 101 FERC ] 61,314 (2002), Order No. 2001-D, order 
directing filings, 102 FERC ] 61,334, Order No. 2001-E, order 
refining filing requirements, 105 FERC ] 61,352 (2003), 
clarification order, Order No. 2001-F, 106 FERC ] 61,060 (2004).
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    3. In Order No. 2001, the Commission also adopted a new section in 
its regulations, 18 CFR 35.10b, which requires that the EQRs are to be 
prepared in conformance with the Commission's software and guidance 
posted and available from the Commission Web site. This obviates the 
need to revise section 35.10b to implement revisions to the software 
and guidance. Since the issuance of Order No. 2001, as need has arisen, 
the Commission has issued orders to resolve questions raised by EQR 
users and has directed Staff to issue additional guidance.\3\
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    \3\ Examples cited in EQR Notice at P 3.
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    4. Likewise, on December 23, 2003, the Commission issued Order No. 
2001-E, to resolve some recurring issues faced by EQR filers, to help 
filers better understand the requirements of Order No. 2001, and to 
improve the quality and consistency of EQR data.\4\ To this end, the 
Commission: (1) Ordered standard formats to be used for certain 
location fields; (2) established an EQR Refiling Policy; and (3) 
streamlined and defined allowable data entries in certain data fields. 
The Commission instructed Staff to issue filing guidance to address 
these changes.\5\ This guidance was posted on the EQR page of the 
Commission's Web site on March 25, 2004.\6\ Commission Staff posted 
additional guidance on the Internet at the http://www.ferc.gov Web 

site, and several EQR Users Group meetings have been held to address 
the questions of EQR filers.
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    \4\ Order No. 2001-E, 105 FERC ] 61,352 at P 2.
    \5\ Id. at P 8.
    \6\ Posted at http://www.ferc.fed.us/docs-filing/eqr/com-order.asp
.

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    5. After issuance of Order No. 2001-E, the Commission recognized 
that rapid change in the electric industry may require flexibility in 
adding or changing the entries allowed in restricted fields in the EQR. 
The North American Electric Reliability Corporation (NERC), for 
example, frequently adds and deletes balancing authorities (previously 
``control areas'') from its Transmission System Information Network 
(TSIN) rolls. In an order issued on March 25, 2004, the Commission 
directed Staff to alert EQR users of any future changes to allowable 
entries for restricted fields by e-mail, and to post these changes on 
the EQR page of the Commission's Web site.\7\
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    \7\ Revised Public Utility Filing Requirements, 106 FERC ] 
61,281 (2004).
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    6. Since 2004, the Commission has performed outreach to the 
industry to determine which current EQR definitions are sufficient and 
understandable and which should be revised.\8\ The Commission has 
concluded that, to improve the quality of EQR filings, it would be 
appropriate to place in a single document the definitions of certain 
terms and values used in filing EQR data and to issue formal 
definitions for those fields that are currently undefined. Thus, the 
Commission issued a notice (i.e., the EQR Notice) proposing the 
adoption of a formal EQR Data Dictionary. The EQR Notice was published 
in the Federal Register and, in it, the Commission invited comment on 
the proposed definitions.\9\ A total of seven comments were filed in 
response to the EQR Notice.\10\
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    \8\ Examples cited in EQR Notice at P 6.
    \9\ Notice Seeking Comments on Proposed Electric Quarterly 
Report Data Dictionary, 72 FR 26091 (May 8, 2007).
    \10\ Timely comments on the EQR notice were filed by: Edison 
Electric Institute (EEI); Transalta Energy Marketing (U.S.) Inc. 
(Transalta); The Midwest Independent Transmission System Operator, 
Inc. (MISO); Reliant Energy, Inc. (Reliant); Occidental Power 
Services, Inc. (Occidental); and Powerex Corp. (Powerex). In 
addition, Central Vermont Public Service (CVPS) submitted late-filed 
comments that included a request that the Commission accept them. 
The Commission will consider all the comments filed in response to 
the EQR Notice, including the late-filed comments of CVPS.
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II. Discussion

    7. With one exception, the comments in response to the EQR Notice 
were generally supportive of the proposal for the Commission to adopt 
an EQR Data Dictionary; \11\ however, they made a number of suggestions 
on possible revisions to the definitions. We will now separately 
discuss each of these suggestions.
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    \11\ The one exception is CVPS, which filed comments arguing 
that the EQR Data Dictionary should either (1) Not apply to small 
entities or (2) not be adopted. We will separately discuss this 
comment below.
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A. Field Nos. 2, 15 and 47--Seller Company Name

    8. The EQR Notice proposed defining Seller Company Name as ``The 
name of the company that is authorized to make sales as indicated in 
the company's FERC tariff(s). This name may be the same as the Company 
Name of the Respondent.''
    9. EEI suggests that the definition of Company Name for the Seller 
be changed to add ``or its agent as specified in the tariff (if the 
full name is over 70 characters).'' EEI explains that this change is 
necessary to provide flexibility when there are multiple parties to a 
contract, exceeding the field's 70-character limit.
Commission Conclusion
    10. Only companies that are authorized to sell power under Part 35 
of the Commission's regulations should make sales in the wholesale 
power market. The EQR is intended to report the activities of those 
specific companies. The Seller information is used to identify those 
companies.
    11. The Commission is not persuaded to revise the definition 
proposed in the EQR Notice as suggested by EEI. We find this suggestion 
unnecessary, because under the definition proposed in the EQR Notice, 
the agent may be identified as the Seller if the company's tariff 
authorizes the agent to make the sales, even without the language 
change suggested by EEI. However, we will expand the size of the Seller 
Company

[[Page 56737]]

Name field to 100 characters to allow filers to identify those 
contracts where more than one party is involved as seller and/or where 
one party is acting as agent for (or on behalf of) one or more other 
parties.

B. Field Nos. 16 and 48--Customer Company Name

    12. The EQR Notice proposed defining Customer Company Name as ``The 
name of the counterparty to the contract.''
    13. EEI suggests the phrase ``to the contract'' be deleted from the 
proposed definition of Customer Company Name to account for multi-
lateral membership agreements where no bilateral contract is necessary.
Commission Conclusion
    14. The suggested change meets the Commission's goal of further 
clarifying the intended meaning of the field. Thus, this order adopts 
this suggested revision to these fields.

C. Field Nos. 19 and 50--FERC Tariff Reference

    15. The EQR Notice proposed defining FERC Tariff Reference as ``The 
FERC tariff reference cites the document that specifies the terms and 
conditions under which a Seller is authorized to make transmission 
sales or power sales at cost-based rates or at market-based rates. If 
the sales are market-based, the tariff that is specified in the FERC 
order granting the Seller Market Based Rate Authority must be listed.''
    16. EEI suggests the phrase ``or sales of related jurisdictional 
services'' be added to the definition of FERC Tariff Reference to 
clarify that jurisdictional services other than transmission or power 
sales should also be reported in the EQR. In addition, EEI requests 
that the Commission confirm that cost-based sales made under the 
Western Systems Power Pool (WSPP) Agreement should cite the WSPP 
tariff, and market-based sales made under the WSPP Agreement should 
cite the Seller's market-based rate tariff.
Commission Conclusion
    17. We will adopt EEI's suggestion to add the phrase ``or sales of 
related jurisdictional services'' to the definition of FERC Tariff 
Reference because we agree that this phrase helps clarify that 
jurisdictional services other than transmission or power sales should 
be reported in the EQR. In addition, as requested by EEI, we confirm 
that cost-based sales made under the WSPP Agreement should cite the 
WSPP tariff, and market-based sales made under the WSPP Agreement 
should cite the Seller's market-based rate tariff. This interpretation 
is consistent with the proposed definition.

D. Field Nos. 20 and 51--Contract Service Agreement ID

    18. The EQR Notice proposed defining Contract Service Agreement ID 
as ``Unique identifier given to each service agreement that can be used 
by the filing company to produce the agreement, if requested. The 
identifier may be the number assigned by FERC for those service 
agreements that have been filed with and accepted by the Commission, or 
it may be generated as part of an internal identification system.''
    19. Transalta suggests a change to the proposed Contract Service 
Agreement ID definition so that the field need not be unique in itself 
but only unique when combined with the Customer Company Name (Field 
Nos. 16 and 48). Transalta explains that it does not assign unique 
identifiers to each of its service agreements. Instead, it has an 
identification number that may be assigned to multiple service 
agreements but which, when combined with the counterparty designation, 
allows Transalta to identify separate transactions within its system.
Commission Conclusion
    20. In adopting the initial definition for this field in Order No. 
2001, the Commission provided considerable latitude for this field. The 
company can use the number assigned by FERC to those service agreements 
that had previously been filed or the number could be assigned from an 
internal system.\12\ The one requirement in the original definition was 
that the identifier be unique. The changes in the proposed definition 
were intended to clarify that the identifier may include alphabetical 
characters.\13\
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    \12\ Order No. 2001, FERC Stats. & Regs. ] 31,127 at P 12.
    \13\ EQR Notice, FERC Stats. & Regs. ] 35,050 at P 13.
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    21. The Contract Service Agreement ID serves the dual purpose of 
being a unique method for identifying a particular contract when it is 
requested and a means of tracking a contract and the activity under a 
contract from quarter to quarter. Adding a second free form text field 
to this method of identification decreases our ability to do this 
tracking. We will, therefore, not adopt Transalta's suggested change. 
Companies whose current Contract Service Agreement IDs are not 
compliant with this longstanding EQR requirement may consider using 
some type of customer identifier in their Contract Service Agreement ID 
to make it unique.

E. Field No. 21--Contract Execution Date

    22. The EQR Notice proposed defining Contract Execution Date as 
``The date the contract was signed. If the parties signed on different 
dates, or there are contract amendments, use the most recent date 
signed.''
    23. Both Reliant and EEI suggest that the Contact Execution Date 
should not change because of a minor amendment to the contract. Both 
commenters note that, frequently, contract amendments are minor changes 
such as changes in an address or payment terms that do not affect the 
key operational parameters of the agreement.
Commission Conclusion
    24. We agree with Reliant and EEI that the usefulness of the data 
may be increased with a single execution date for each contract across 
all periods. However, if there are material amendments to the contract, 
then the contract execution date must be changed.

F. Field No. 23--Contract Termination Date

    25. The EQR Notice proposed defining Contract Termination Date as 
``The date that the contract expires.''
    26. Transalta expresses concern that this field requires filers to 
provide a Contract Termination Date even if none exists.
Commission Conclusion
    27. We find Transalta's concern misplaced. As indicated in the EQR 
Notice, a Contract Termination Date is only required ``if specified in 
the contract.'' EQR filers, therefore, may continue leaving Field No. 
23 blank for contracts without termination dates. Thus, we have not 
changed the proposed definition.

G. Field Nos. 26 and 58--Class Name

    28. The EQR Notice proposed defining Class Name in the Contract 
Data section of the EQR as ``F-Firm: For transmission sales, service or 
product that always has priority over non-firm service. For power 
sales, service or product that is not interruptible for economic 
reasons. NF-Nonfirm: For transmission sales, service that is reserved 
and/or scheduled on an as-available basis and is subject to curtailment 
or interruption at a lesser priority compared to firm service. An 
energy sale for which delivery or receipt of the energy may be 
interrupted for any

[[Page 56738]]

reason or no reason, without liability on the part of either the buyer 
or seller. UP-Unit Power Sale: Designates a dedicated sale of energy 
and capacity from one or more than one generation unit(s). N/A-Not 
Applicable: To be used only when the other available Class Names do not 
apply.''
    29. In addition, the Transaction Data section of the EQR Notice 
proposes to define the Class Name ``BA-Billing Adjustment'' (Field No. 
58 only) as: ``Incremental positive or negative material change to 
previous EQR totals.''
    30. In its comments on the Class Name fields, EEI suggested some 
editorial changes to clarify the respective meanings of ``Firm'' and 
``Non-Firm.'' EEI also recommends adding the word ``specified'' to 
clarify that the Class Name ``UP-Unit Power Sale'' is not intended to 
refer to general system firm sales.
    31. Occidental suggests that the use of the Class Name ``BA-Billing 
Adjustment'' should be expanded to reflect changes that become 
available after a quarterly filing has been made, but before the next 
quarterly filing is due. Order No. 2001-E allowed the ``BA'' class name 
to be used for material changes after the next quarterly filing is 
due.\14\ Occidental cites the effort required in truing up estimated 
California ISO sales data received prior to the EQR filing deadline 
with actual sales data received after the filing deadline.
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    \14\ Order No. 2001-E, 105 FERC ] 61,352 at P 9.
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Commission Conclusion
    32. We will adopt EEI's suggested editorial changes to the terms 
``Firm'' and ``Non-Firm'' and its suggestion to add the word 
``specified'' to the Class Name ``UP-Unit Power Sale'' because we agree 
these changes add clarity.
    33. As to Occidental's suggestion to expand the use of the Class 
Name ``BA-Billing Adjustment'' to include changes that become available 
after a quarterly filing has been made, the Commission already 
considered and rejected these arguments in developing the ``BA'' class 
name in Order No. 2001-E. The EQR is the Commission's primary means of 
fulfilling its statutory obligation to have entities' rates on file in 
a market where prices do not receive prior regulatory approval.\15\ 
Changes in the EQR that would affect the accuracy of the rates provided 
must be carefully considered.
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    \15\ Order No. 2001, FERC Stats. & Regs. ] 31,127 at P 44-46
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    34. The ``BA'' class name is intended to be an option allowing EQR 
filers to reflect material price changes long after the settled prices 
were considered final. Occidental's observation that RTO/ISO sales data 
are likely to change after the EQR filing deadline strengthens the 
Commission's conviction that the data must be refiled to reflect the 
actual rates charged and that simply reflecting these changes as a 
single ``BA'' entry is insufficient. Given our finding on this issue, 
we believe that it would be helpful to revise the definition of ``BA-
Billing Adjustment'' proposed in the EQR Notice to clarify the intended 
nature of the ``BA'' class name. Thus, we have revised the definition 
for ``BA-Billing Adjustment'' in the EQR Data Dictionary that we are 
adopting in this order to provide this clarification.

H. Field Nos. 28 and 60--Increment Name

    35. The EQR Notice proposed defining Increment Name in the Contract 
Data section of the EQR as ``H-Hourly: Terms of the contract (if 
specifically noted in the contract) set for up to 6 consecutive hours 
(< =6 consecutive hours). D-Daily: Terms of the contract (if 
specifically noted in the contract) set for more than 6 and up to 36 
consecutive hours (>6 and <=36 consecutive hours). W-Weekly: Terms of 
the contract (if specifically noted in the contract) set for over 36 
consecutive hours and up to 168 consecutive hours (>36 and <=168 
consecutive hours). M-Monthly: Terms of the contract (if specifically 
noted in the contract) set for more than 168 consecutive hours up to 
one month (>168 consecutive hours and <=1 month). Y-Yearly: Terms of 
the contract (if specifically noted in the contract) set for one year 
or more (< =1 year). S-Seasonal: Terms of the contract (if specifically 
noted in the contract) set for greater than one month and less than 365 
consecutive days (> 1 month and < 1 year). N/A-Not Applicable: Terms of 
the contract do not specify an increment.'' The definitions in the 
Transaction Data section are the same except that they refer to the 
``particular sale'' rather than the ``contract'' as a whole.
    36. Reliant, EEI, Occidental, and MISO each commented on the 
Increment Name definitions. Reliant recommends reverting to the 
definitions used as the basis for discussion at the EQR Users Group 
meeting on November 29, 2006.\16\ Reliant appears to be interpreting 
the change from the discussion draft terminology of ``one month or the 
balance of a month if longer than one week'' to ``more than 168 
consecutive hours up to one month'' as confusing the meaning of the 
definition because a peak-only sale for the course of a month would 
involve power flowing during no more than 16 consecutive hours.
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    \16\ See Notice of Electric Quarterly Reports Users Group 
Meeting, November 8, 2006. The discussion version of the data 
dictionary was posted on the Commission calendar (http://www.ferc.gov/EventCalendar/Files/20061117145410-Staff%20Draft%20of%20EQR%20Data%20Dictionary.xls
), and a transcript 

of the meeting is posted online.
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    37. MISO, EEI, and Occidental each offer alternative numbers of 
hours to define the increment names. For example, EEI and Occidental 
suggest different numbers to differentiate ``D-Daily'' and ``W-Weekly'' 
and MISO, EEI and Reliant request the deletion of the proposed 
increment name ``S-Seasonal.''
Commission Conclusion
    38. The Commission finds Reliant's suggested reading of the 
Increment Name definition to be problematic. The definition proposed in 
the EQR Notice used specific numbers of hours for the terms in order to 
simplify the process of implementing the definition and ensure 
consistency in the data. These specific numbers were not intended to 
change the meaning of the definition.
    39. The Increment Name field is intended to provide information 
regarding the duration of the terms agreed upon in the contract or 
transaction. If completed correctly, this field provides information 
about whether a sale at a given price for a full day was the result of 
a daily sale or, possibly, a monthly sale with a daily index.
    40. The proposed definitions expressly refer to the ``terms of the 
contract'' (Field No. 28) and the ``terms of the particular sale'' 
(Field No. 60). The definitions do not refer to the characteristics of 
the sales themselves. For example, a monthly peak-only sale priced on a 
daily index would be designated as ``M'' in Field No. 60 because the 
quantity sold, the hours of flow, and the pricing method are set for 
the entire month.
    41. MISO, EEI, and Occidental each comment on the numbers of hours 
used to define the increment names. While MISO's suggested numbers are 
the simplest, they do not address the purpose of the field. For 
example, a single-day, peak-only sale would be classified as ``H--
Hourly'' under MISO's definition even though industry practice would 
commonly refer to the deal as daily. We are not persuaded to make this 
change.
    42. EEI and Occidental suggest different numbers to differentiate 
``D--Daily'' and ``W--Weekly.'' The Commission proposed a break point 
at 36 hours. Occidental recommends 60

[[Page 56739]]

hours, explaining that sales with terms lasting over a long weekend are 
typically designated as ``D'' consistent with industry practice. EEI 
recommends 104 hours citing, but not expounding upon, industry 
practice. We find Occidental's explanation compelling and adopt 60 
hours as the break point between ``D'' and ``W.''
    43. MISO, EEI and Reliant request the deletion of the proposed 
increment name ``S--Seasonal'' with adjustments in the ``M--Monthly'' 
and ``Y--Yearly'' definitions in light of the proposed changes to the 
other Increment Name definitions. We find this suggestion adds clarity 
and, thus, we will adopt this suggested revision.

I. Field No. 29--Increment Peaking Name

    44. The EQR Notice proposed defining Increment Peaking Name as 
``FP--Full Period: The product described may be sold during all hours 
under the contract. OP--Off-Peak: The product described may be sold 
only during those hours designated as off-peak in the NERC region of 
the point of delivery. P--Peak: The product described may be sold only 
during those hours designated as on-peak in the NERC region of the 
point of delivery. N/A--Not Applicable: To be used only when the 
increment peaking name is not specified in the contract.''
    45. EEI suggests that the definition for the Increment Peaking Name 
``FP--Full Period'' be changed to clarify that sales under a contract 
need not occur around the clock to qualify as Full Period.
Commission Conclusion
    46. The suggested change meets the Commission's goal of clarifying 
the definition of the field. Thus, the Commission will adopt this 
suggested change.

J. Field No. 30--Product Type Name

    47. The EQR Notice proposed defining Product Type Name as ``CB--
Cost Based: Energy or capacity sold under a FERC-approved cost-based 
rate tariff. MB--Market Based: Energy sold under the seller's FERC-
approved market-based rate tariff. T--Transmission: The product is sold 
under a FERC-approved transmission tariff. Other: The product cannot be 
characterized by the other product type names.''
    48. EEI suggests that the words ``or Capacity'' be added to the 
definition of ``MB-Market-Based'' to clarify that capacity may be sold 
under a market-based tariff.
Commission Conclusion
    49. EEI makes a valid point in identifying the proposed definition 
of ``MB'' as too restrictive. Accordingly, we will adopt EEI's 
suggested revision to the definition.
    50. Under Order No. 890, all transmission capacity reassignments 
must ``be accomplished by the assignee executing a service agreement 
with the transmission provider that will govern the provision of 
reassigned service'' and those agreements must be reported in the 
providers' EQRs.\17\ In preparing the EQR Data Dictionary, the term 
``Capacity Reassignment'' was inadvertently included as a Product Name 
(Field Nos. 31 and 62, Appendix B) not a Product Type Name (Field No. 
30) as described in Order 890.\18\ This has been corrected in the 
attached EQR Data Dictionary that we are adopting in this order.
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    \17\ Preventing Undue Discrimination and Preference in 
Transmission Service, Order No. 890, 72 FR 12266, FERC Stats. & 
Regs. ] 31,241 at P 816-817 (2007).
    \18\ Id. at n. 499.
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K. Field Nos. 31 and 62--Product Name

    51. The EQR Notice proposed defining Product Name as ``Description 
of product being offered.'' See Appendix A for more specific 
definitions of product names.
    52. Transalta requests clarification regarding whether a trade in 
which it sells power into an RTO/ISO's day ahead market at one point 
and simultaneously buys it back in the day ahead market at another 
point constitutes an ``Exchange'' as it has been defined. Because the 
proposed definition stipulates the return of energy ``later at times, 
rates, and in amounts as mutually agreed,'' \19\ Transalta asks whether 
the definition applies to a simultaneous action.
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    \19\ Transalta Comments on EQR Notice at 3.
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Commission Conclusion
    53. It was not the Commission's intention to exclude simultaneous 
trades at different locations from the definition of ``Exchanges.'' By 
including the word ``later,'' the definition also appears to be 
incorrectly excluding half the exchange activity--those sales that 
occur on the ``return'' side of the transaction. To clarify and correct 
the definition, the word ``later'' has been dropped.
    54. The specific example that Transalta raises, where the 
counterparty is an ISO, is a special case. In Order No. 2001, the 
Commission exempted ISOs from transactional reporting where title does 
not pass to the ISO.\20\ Further, several ISOs (New York Independent 
System Operator, Inc. (NYISO), MISO, and ISO New England, Inc. (ISO-NE) 
have created systems that provide their members' data files in an EQR 
compatible format. Identifying specific sales as exchanges in those 
files that match with simultaneous trades may be problematic and 
unnecessarily delay implementation of the data dictionary. Therefore, 
the definition of ``Exchange'' has been changed to exclude organized 
markets; EQR filers will continue to be allowed to report sales in 
organized markets as the product settled. Thus, the EQR Data Dictionary 
that we are adopting in this order (in Appendix A--``Product Names'') 
defines an ``Exchange'' as a ``Transaction whereby the receiver accepts 
delivery of energy for a supplier's account and returns energy at 
times, rates, and in amounts as mutually agreed if the receiver is not 
an RTO/ISO.''
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    \20\ Order No. 2001, FERC Stats. & Regs. ] 31,127 at P 335.
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    55. The change in the definition should not be interpreted as 
excluding activities in Real-Time markets that offset sales in Day-
Ahead markets. These trades will continue to be considered the 
organized markets' equivalent to bookouts and should be reported using 
the conventions adopted to ease the reporting process.\21\
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    \21\ A description of these conventions may be found in the EQR 
section of the Commission's Web site at Day Ahead/Real Time 
Reporting in the EQR (http://www.ferc.gov/docs-filing/eqr/news-help/real-time.pdf
).

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L. Field No. 37--Rate Description

    56. The EQR Notice proposed defining Rate Description as ``Text 
description of rate. May reference FERC tariff, or, if a discounted or 
negotiated rate, include algorithm.''
    57. EEI requests that filers be allowed to enter the tariff 
location into the rate description field in lieu of a detailed 
description of the rate itself. EEI cites the difficulty of putting 
complex rates into the 150-character field.
Commission Conclusion
    58. The EQR fulfills the Commission's statutory obligation under 
the FPA to have companies' rates on file. The Commission relies on the 
EQR to satisfy the FPA requirement that rates provided in a contract be 
publicly disclosed and on file. Thus, it is imperative that the 
information reported in EQRs provide an adequate level of detail and 
transparency.
    59. A tariff reference alone, instead of the actual rate 
description, does not meet that standard. Allowing filers to

[[Page 56740]]

substitute a tariff reference in place of an actual rate description 
would force EQR users seeking this information to conduct further 
research to track down the contents of the tariff on file. This is 
clearly less transparent than a rate description that actually 
describes the rate.
    60. If the tariff reference is coupled with a descriptive summary 
of the rate, where the rate is the function of a complex algorithm, the 
standard is met. Rate information will continue to be available to the 
public at a level sufficient to explain the bases and methods of 
calculation with additional detail available upon request to interested 
persons. Thus, the EQR Data Dictionary that we are adopting in this 
order defines ``Rate Description'' as ``Text description of rate. 
Include algorithm if rate is calculated. If the algorithm would exceed 
the 150 character field limit, it may be provided in a descriptive 
summary (including bases and methods of calculations) with a detailed 
citation of the relevant FERC tariff including page number and 
section.''

M. Field No. 39--Point of Receipt Balancing Authority (PORBA) and Field 
Nos. 41 and 56--Point of Delivery Balancing Authority (PODBA)

    61. The EQR Notice proposed defining Point of Receipt Balancing 
Authority (PORBA) as ``The registered NERC Balancing Authority 
(formerly called NERC Control Area) abbreviation used in OASIS 
applications or `Hub' if point of receipt is at a restricted trading 
hub.'' The EQR Notice proposed defining Point of Delivery Balancing 
Authority (PODBA) as ``The registered NERC Balancing Authority 
(formerly called NERC Control Area) abbreviation used in OASIS 
applications or 'Hub' if point of receipt is at a restricted trading 
hub.''
    62. Powerex notes that when it sends power sourced in the United 
States to British Columbia for use by British Columbia Hydro and Power 
Authority (BC Hydro), the PODBA is British Columbia Transmission 
Corporation (BCTC). BCTC is not included as an option for the fields in 
the EQR. Powerex suggests that BCTC was inadvertently omitted as a 
Balancing Authority and asks the Commission to clarify the steps filers 
should take if the field cannot be completed because the correct value 
is not available.
Commission Conclusion
    63. We agree with Powerex that the EQR does not currently include 
the BCTC balancing authority. While, as explained below, this balancing 
authority would only be used in a narrow set of instances, we will 
modify the dictionary to include BCTC as well as other balancing 
authorities located outside the United States.
    64. For purposes of EQR reporting, we can categorize sales from the 
United States heading towards Canada into three categories: (1) Sales 
originating in the United States that are delivered in the United 
States; (2) sales originating in the United States where title changes 
on the United States' side of the United States-Canada border; and (3) 
sales originating in the United States where title changes in Canada. 
In the first instance, the sale is reported in the EQR with the PODBA 
being a balancing authority within the United States.\22\ In the second 
instance, the sale is reported in the EQR with a PODBA on the United 
States' side of the United States-Canada border. In the third instance, 
the sale, which is not jurisdictional, would not be reported in the 
EQR.
---------------------------------------------------------------------------

    \22\ The PORBA, if specified, would be reported in the EQR's 
Contract Data section and not in Transaction Data. If a contract is 
jurisdictional and reported in the EQR, a Canadian PORBA or PODBA 
would be reported in instances where provided by the contract.
---------------------------------------------------------------------------

    65. In the case of sales from Canada, for purposes of EQR reporting 
we can likewise divide these sales into three categories: (1) Sales 
originating in Canada that are delivered within Canada; (2) sales 
originating in Canada where title changes on the Canadian side of the 
United States-Canada border; and (3) sales originating in Canada where 
title changes in the United States. In the first instance, the sale, 
which is not jurisdictional, would not be reported in the EQR. 
Likewise, sales in the second instance would not be jurisdictional and 
would not be reported in the EQR; however, if there is a subsequent 
resale that takes that power from the border into the United States, 
that resale would be reported with a PODBA within the United States. In 
the third instance, the sale would be reported using a United States' 
PODBA.
    66. Powerex's comment also reveals a weakness in the proposed 
PODBA/PORBA definitions. As presented, the definitions focus on the 
list of acceptable entries without classifying what characterizes those 
entries. Field Nos. 39 and 41, for example, are defined identically in 
the EQR Notice, which provides:--``The registered NERC Balancing 
Authority (formerly called NERC Control Area) abbreviation used in 
OASIS applications or `Hub' if point of receipt is at a restricted 
trading hub''--even though the former refers to a receipt point and the 
latter refers to a delivery point. We have changed the field 
definitions to address this issue. Thus, the EQR Data Dictionary that 
we are adopting in this order defines ``PORBA'' as ``The registered 
NERC Balancing Authority (formerly called NERC Control Area) where 
service begins for a transmission or transmission-related 
jurisdictional sale. The Balancing Authority will be identified with 
the abbreviation used in OASIS applications. If receipt occurs at a 
trading hub specified in the EQR software, the term `Hub' should be 
used.'' In addition, the EQR Data Dictionary that we are adopting in 
this order defines ``PODBA'' as ``The registered NERC Balancing 
Authority (formerly called NERC Control Area) where a jurisdictional 
product is delivered and/or service ends for a transmission or 
transmission-related jurisdictional sale. The Balancing Authority will 
be identified with the abbreviation used in OASIS applications. If 
delivery occurs at the interconnection of two control areas, the 
control area that the product is entering should be used. If delivery 
occurs at a trading hub specified in the EQR software, the term `Hub' 
should be used.''
    67. Regarding Powerex's more general comment requesting 
clarification on the steps filers should take if data needed to make an 
entry is not available, the Commission stated in Order No. 2001-E that 
it would use the list ``kept current as part of the Transmission 
Service Information Network (TSIN) by the North American Electric 
Reliability Council (NERC)'' as the source for the abbreviations in 
this field.\23\ Commission staff reviews this list each quarter to 
identify any changes, additions and deletions. Changes to the list are 
implemented and filers notified using procedures authorized after Order 
No. 2001-E.\24\ When the final EQR Data Dictionary is issued, any 
changes in the list will be posted in a revised Appendix B. If, for 
some reason, a TSIN-identified Balancing Authority where jurisdictional 
sales may occur is not included in the EQR software, interested parties 
may send an e-mail to EQR@ferc.gov to alert staff to the omission.
---------------------------------------------------------------------------

    \23\ Order No. 2001-E, 105 FERC ] 61,352 at P 4.
    \24\ See Revised Public Utility Filing Requirements, 106 FERC ] 
61,281 (2004).
---------------------------------------------------------------------------

    68. Regarding the specific Balancing Authority identified as 
``MISO'' in Appendix B, MISO seeks to clarify that MISO is not yet a 
certified NERC balancing authority. MISO asks the Commission to 
indicate in Appendix B that this is an ``administrative 
classification.''

[[Page 56741]]

    69. The Commission recognizes that at present there are multiple 
balancing authorities with responsibilities within the Midwest ISO 
footprint. The Midwest ISO provides settlement and EQR reporting detail 
at the balancing authority level. When a sale occurs in one of the 
balancing authorities, the particular PODBA should be identified in the 
EQR. Nevertheless, TSIN.com, the OASIS registration Web site chosen by 
the Commission in Order No. 2001-E to determine balancing authorities, 
identifies ``MISO'' as a balancing authority. Further, there are 
certain system-wide products offered in MISO such as ``Uplift'' that 
cannot be linked to a single PODBA. Therefore, ``MISO'' will be 
included in the list of available balancing authorities for system-wide 
products.

N. Field Nos. 40 and 42--Point of Receipt Specific Location (PORSL) and 
Point of Delivery Specific Location (PODSL)

    70. The EQR Notice proposed defining Point of Receipt Specific 
Location (PORSL) as ``The specific location at which the product is 
received if designated in the contract. If receipt occurs at a trading 
hub, a standardized hub name must be used.'' The EQR Notice proposed 
defining Point of Delivery Specific Location (PODSL) as ``The specific 
location at which the product is delivered if designated in the 
contract. If receipt occurs at a trading hub, a standardized hub name 
must be used.''
    71. EEI recommends that the Commission allow contracts with 
numerous Points of Receipt to be reported as ``Various'' for the Point 
of Receipt Specific Location. In its comments, EEI identifies two hubs 
in Appendix C that no longer exist, ``AEP (into)'' and ``ComEd 
(into).'' In addition, EEI suggests that the definition of the Palo 
Verde Hub in Appendix C be changed to include the Hassayampa switchyard 
2 miles south of Palo Verde.
Commission Conclusion
    72. EEI's suggestion to report Points of Receipt as ``Various'' 
would undermine the usefulness of this field by allowing various points 
defined in the contract to be described using the same nomenclature as 
points defined as ``Various'' in the contract. However, EEI's concern 
about fitting several distinct points within the limited space provided 
is well founded. To balance the limitations of this EQR field with the 
requirement for contract information to be provided, the definition has 
been changed to allow for a descriptive summary of the points listed in 
the contract.
    73. As to EEI's suggestion that the ``AEP (into)'' and ``ComEd 
(into)'' hubs be removed from Appendix C, we agree that this is 
appropriate since these two hubs are no longer in operation. In 
addition, we will adopt EEI's suggestion to revise the definition of 
the Palo Verde Hub in Appendix C to include the Hassayampa switchyard 2 
miles south of Palo Verde. This change is intended to make the 
definition consistent with Commission policy since 2001 treating Palo 
Verde and the Hassayampa switchyard as a common bus.\25\
---------------------------------------------------------------------------

    \25\ Arizona Public Service Co., 96 FERC ] 61,156 (2001).
---------------------------------------------------------------------------

O. Field No. 46--Transaction Unique ID

    74. The EQR Notice proposed defining Transaction Unique ID as ``An 
identifier beginning with the letter `T' and followed by a number 
(e.g., `T1', `T2') used to designate a record containing transaction 
information in a comma-delimited (csv) file that is imported into the 
EQR filing. One record for each transaction record may be imported into 
an EQR for a given quarter. A new transaction record must be used every 
time a price changes in a sale.''
    75. Transalta requests that the Commission clarify that, for index 
priced deals only, a new unique ID is not required each time the price 
changes so long as each new price is reported. Transalta also seeks 
confirmation that a single transaction using a single Transaction 
Unique ID may contain multiple records.
Commission Conclusion
    76. Transalta is correct that filers must enter a new record each 
time the price changes in a sale. Transalta is also correct in that a 
single transaction using a single Transaction Unique ID may contain 
multiple records. This is not a departure from definitions or guidance 
that the Commission has given in the past.

P. Field Nos. 53, 54 and 64--Transaction Begin Date, Transaction End 
Date and Price

    77. The EQR Notice proposed defining Transaction Begin Date as 
``First date and time the product is sold during the quarter at the 
specified price.'' The EQR Notice proposed defining Transaction End 
Date as ``Last date and time the product is sold during the quarter at 
the specified price.'' The EQR Notice proposed defining Price as 
``Price charged for the product per unit.''
    78. EEI recommends changing the definition for the beginning and 
ending dates. This change makes the date entered unique to the 
transaction reported while eliminating the uniqueness of price.
Commission Conclusion
    79. The Commission will adopt EEI's suggested revisions. The 
removal of the phrase ``at the specified price'' from the date fields 
should not be interpreted to mean that the Commission intends to allow 
aggregation of prices. To fulfill the Commission's FPA obligations, the 
prices reported must reflect the actual prices charged. Each price 
change will continue to require a new record to be reported. To ensure 
that this requirement is clear, the definition of ``Price'' has been 
changed to specify that the price reported cannot be averaged or 
otherwise aggregated.

Q. Field No. 61--Increment Peaking Name

    80. The EQR Notice proposed defining Increment Peaking Name as 
``FP-Full Period: The product described may be sold during all hours 
under the contract. OP-Off-Peak: The product described may be sold only 
during those hours designated as off-peak in the NERC region of the 
point of delivery. P-Peak: The product described may be sold only 
during those hours designated as on-peak in the NERC region of the 
point of delivery. N/A-Not Applicable: To be used only when the other 
available increment peaking names do not apply.''
    81. EEI suggests that the words ``Peak'' and ``Off-Peak'' be used 
in the definition of ``FP-Full Period'' instead of ``all'' to clarify 
that full period sales need not last 24 hours. EEI also suggests that 
the phrase ``under the contract'' be deleted to clarify that this field 
refers to Transaction Data. EEI further recommends changing the verb 
tense in all the Increment Peaking Name definitions to clarify that the 
transactions being reported occurred in the past.
Commission Conclusion
    82. The Commission finds that EEI's suggestions--to use the words 
``Peak'' and ``Off-Peak'' instead of ``all'' in the definition of ``FP-
Full Period''--add clarity and we will revise this definition 
accordingly. In addition, we will also adopt EEI's suggestion to change 
the verb tense in all the Increment Peaking Name definitions to clarify 
that the transactions being reported occurred in the past.

[[Page 56742]]

III. Implementation Issues

    83. EEI requests that changes requiring additional programming be 
kept to a minimum and adequate time be provided to implement any 
changes. The proposed changes to the EQR are minimal. Over the past 
five years, Commission staff has given filing guidance based on Order 
No. 2001 and related issuances. Little in this order goes beyond or 
changes that guidance, so this order should raise minimal 
implementation concerns.
    84. Nonetheless, to minimize any impact on filers, the Commission 
is making the EQR Data Dictionary we are adopting in this order 
effective for the first quarter of 2008, rather than immediately. This 
effective date provides companies until the April 30, 2008 filing 
deadline to make their internal filing processes compliant with the EQR 
Data Dictionary. The new date has the additional benefit of creating a 
consistent data set across the calendar year.
    85. CVPS requests that the Commission consider a size threshold for 
implementing new definitions or, if new definitions are to be adopted 
for all, that implementation be phased-in to allow smaller companies 
additional time to comply. In other words, CVPS is requesting that 
smaller companies would make their EQR filings based on one set of 
definitions, while everyone else would make their EQR filings based on 
a different set of definitions.\26\
---------------------------------------------------------------------------

    \26\ CVPS is not arguing here that small entities be excused 
from making EQR filings; rather, it is arguing that small entities 
be permitted to continue to make those filings under the 
Commission's prior guidance, without regard to the clarifications 
provided in the EQR Data Dictionary we are adopting in this order.
---------------------------------------------------------------------------

    86. In Order No. 2001, the Commission indicated that it would 
``consider granting waivers in appropriate circumstances.'' While 
several waivers have been issued, the Commission has found, over time, 
that the amount of effort to complete the EQR tends to correspond with 
the size of the company. Thus, small companies with few sales tend to 
have smaller EQRs and a correspondingly smaller filing burden. However, 
because the EQR is one of the foundations of the market-based rate 
program, the Commission has granted waivers sparingly and always in 
regard to a company's entire filing and not to particular parts of the 
filing.
    87. The proportion of company size to filing size may not apply if 
the small entity sells to an RTO/ISO. A company making a single 
baseload energy sale into an ISO will have over 2,000 lines of 
transaction data during any given quarter. Three of the organized 
markets, NYISO, ISO-NE, and MISO, however, provide their participants 
data files intended to simplify the filing process.
    88. The Commission will not waive compliance with the EQR Data 
Dictionary definitions for particular companies. It would be confusing 
and hinder the transparency provided by the EQR if some filers made 
their filings based on one set of definitions, while others made their 
filings based on another understanding of those terms. Moreover, it 
would undermine the purpose of adopting a standard set of definitions. 
The Commission will, however, entertain requests for extension of time 
to file Q1 2008 EQR filings in cases where companies' implementation of 
the Data Dictionary definitions is incomplete.
    89. EEI's requests that the Commission clarify that the changes in 
filing requirements associated with the EQR Data Dictionary are 
prospective only and will not be applied to past filings. Of course, 
this is true. Nonetheless, the Commission will continue to expect that 
those companies that have been filing EQRs since 2002 comply with the 
then-effective filing requirements.
    90. Finally, EEI notes that some ISO/RTOs have documented how they 
map their settlement billing elements to EQR products to generate their 
EQR-ready data files. EEI asks that the Commission review and endorse 
or correct these mappings.
    91. The Commission is on record as endorsing this effort and 
encouraging Commission staff to work with the ISOs and their members to 
develop these maps so that the ISOs can provide EQR-ready data files to 
their members.\27\ Commission staff has worked closely with the three 
ISOs that are providing this service as well as with the California 
Independent System Operator Corporation and PJM Interconnection, LLC, 
which have not yet competed these tasks. Commission staff has reviewed 
these maps for the ISOs and participated in long, detailed discussions 
at ISO Committee meetings to ensure their consistency with Commission 
policy.
---------------------------------------------------------------------------

    \27\ Order No. 2001-E, 105 FERC ] 61,352 at P 11.
---------------------------------------------------------------------------

    92. Nonetheless, the task of the instant proceeding is to create an 
EQR Data Dictionary. It is not the appropriate forum in which to 
address the specific issue of ISO data mappings for EQR-ready reports. 
Our finding here is without prejudice to this matter subsequently being 
raised in another proceeding.

IV. Implementation Dates

    93. This order will become effective upon publication in the 
Federal Register. The definitions adopted in this order shall be used 
in filing the Q1 2008 EQR due on April 30, 2008 and in subsequent 
filings of the EQR.

V. Document Availability

    94. In addition to publishing the full text of this document in the 
Federal Register, the Commission provides all interested persons an 
opportunity to view and/or print the contents of this document via the 
Internet through the Commission's Home Page (http://www.ferc.gov) and 

in the Commission's Public Reference Room during normal business hours 
(8:30 a.m. to 5 p.m. Eastern time) at 888 First Street, NE., Room 2A, 
Washington, DC 20426.
    95. From the Commission's Home Page on the Internet, this 
information is available in the eLibrary. The full text of this 
document is available in the eLibrary both in PDF and Microsoft Word 
format for viewing, printing, and/or downloading. To access this 
document in eLibrary, type ``RM01-8'' in the docket number field. User 
assistance is available for eLibrary and the Commission's website 
during the Commission's normal business hours. For assistance contact 
the Commission's Online Support services at FERCOnlineSupport@ferc.gov 
or toll-free at (866) 208-3676, or for TTY, contact (202) 502-8659.
    The Commission orders:
    (A) The Commission hereby adopts the EQR Data Dictionary shown in 
the Attachment, as discussed in the body of this order.
    (B) The definitions adopted in this order shall be applied to EQR 
filings beginning with the Q1 2008 EQR (due on April 30, 2008) and in 
subsequent EQR filings due thereafter.

    By the Commission.
Kimberly D. Bose,
 Secretary.

Attachment--Electric Quarterly Report Data Dictionary Version 1.0 
(Issued September 24, 2007)

[[Page 56743]]



                                               EQR Data Dictionary
----------------------------------------------------------------------------------------------------------------
    Field No.            Field                Required                 Value                 Definition
----------------------------------------------------------------------------------------------------------------
                                                     ID DATA
----------------------------------------------------------------------------------------------------------------
1...............  Filer Unique                 [check]          FR1...............  (Respondent)--An identifier
                   Identifier.                                                       (i.e., ``FR1'') used to
                                                                                     designate a record
                                                                                     containing Respondent
                                                                                     identification information
                                                                                     in a comma-delimited (csv)
                                                                                     file that is imported into
                                                                                     the EQR filing. Only one
                                                                                     record with the FR1
                                                                                     identifier may be imported
                                                                                     into an EQR for a given
                                                                                     quarter.
1...............  Filer Unique                 [check]          FS (where  (Seller)--An identifier
                   Identifier.                                   ``'' is    (e.g., ``FS1'', ``FS2'')
                                                                 an integer).        used to designate a record
                                                                                     containing Seller
                                                                                     identification information
                                                                                     in a comma-delimited (csv)
                                                                                     file that is imported into
                                                                                     the EQR filing. One record
                                                                                     for each seller company may
                                                                                     be imported into an EQR for
                                                                                     a given quarter.
1...............  Filer Unique                 [check]          FA1...............  (Agent)--An identifier
                   Identifier.                                                       (i.e., ``FA1'') used to
                                                                                     designate a record
                                                                                     containing Agent
                                                                                     identification information
                                                                                     in a comma-delimited (csv)
                                                                                     file that is imported into
                                                                                     the EQR filing. Only one
                                                                                     record with the FA1
                                                                                     identifier may be imported
                                                                                     into an EQR for a given
                                                                                     quarter.
2...............  Company Name......           [check]          Unrestricted text   (Respondent)--The name of
                                                                 (100 characters).   the company taking
                                                                                     responsibility for
                                                                                     complying with the
                                                                                     Commission's regulations
                                                                                     related to the EQR.
2...............  Company Name......           [check]          Unrestricted text   (Seller)--The name of the
                                                                 (100 characters).   company that is authorized
                                                                                     to make sales as indicated
                                                                                     in the company's FERC
                                                                                     tariff(s). This name may be
                                                                                     the same as the Company
                                                                                     Name of the Respondent.
2...............  Company Name......           [check]          Unrestricted text   (Agent)--The name of the
                                                                 (100 characters).   entity completing the EQR
                                                                                     filing. The Agent's Company
                                                                                     Name need not be the name
                                                                                     of the company under
                                                                                     Commission jurisdiction.
3...............  Company DUNS        For Respondent and        Nine digit number.  The unique nine digit number
                   Number.             Seller.                                       assigned by Dun and
                                                                                     Bradstreet to the company
                                                                                     identified in Field Number
                                                                                     2.
4...............  Contact Name......           [check]          Unrestricted text   (Respondent)--Name of the
                                                                 (50 characters).    person at the Respondent's
                                                                                     company taking
                                                                                     responsibility for
                                                                                     compliance with the
                                                                                     Commission's EQR
                                                                                     regulations.
4...............  Contact Name......           [check]          Unrestricted text   (Seller)--The name of the
                                                                 (50 characters).    contact for the company
                                                                                     authorized to make sales as
                                                                                     indicated in the company's
                                                                                     FERC tariff(s). This name
                                                                                     may be the same as the
                                                                                     Contact Name of the
                                                                                     Respondent.
4...............  Contact Name......           [check]          Unrestricted text   (Agent)--Name of the contact
                                                                 (50 characters).    for the Agent, usually the
                                                                                     person who prepares the
                                                                                     filing.
5...............  Contact Title.....           [check]          Unrestricted text   Title of contact identified
                                                                 (50 characters).    in Field Number 4.
6...............  Contact Address...           [check]          Unrestricted text.  Street address for contact
                                                                                     identified in Field Number
                                                                                     4.
7...............  Contact City......           [check]          Unrestricted text   City for the contact
                                                                 (30 characters).    identified in Field Number
                                                                                     4.
8...............  Contact State.....           [check]          Unrestricted text   Two character state or
                                                                 (2 characters).     province abbreviations for
                                                                                     the contact identified in
                                                                                     Field Number 4.
9...............  Contact Zip.......           [check]          Unrestricted text   Zip code for the contact
                                                                 (10 characters).    identified in Field Number
                                                                                     4.
10..............  Contact Country              [check]          CA--Canada........  Country (USA, Canada,
                   Name.                                        MX--Mexico........   Mexico, or United Kingdom)
                                                                US--United States.   for contact address
                                                                UK--United Kingdom   identified in Field Number
                                                                                     4.
11..............  Contact Phone.....           [check]          Unrestricted text   Phone number of contact
                                                                 (20 characters).    identified in Field Number
                                                                                     4.
12..............  Contact E-Mail....           [check]          Unrestricted text.  E-mail address of contact
                                                                                     identified in Field Number
                                                                                     4.
13..............  Filing Quarter....           [check]          YYYYMM............  A six digit reference number
                                                                                     used by the EQR software to
                                                                                     indicate the quarter and
                                                                                     year of the filing for the
                                                                                     purpose of importing data
                                                                                     from csv files. The first 4
                                                                                     numbers represent the year
                                                                                     (e.g., 2007). The last 2
                                                                                     numbers represent the last
                                                                                     month of the quarter (e.g.,
                                                                                     03=1st quarter; 06=2nd
                                                                                     quarter, 09=3rd quarter,
                                                                                     12=4th quarter).
----------------------------------------------------------------------------------------------------------------
                                                  CONTRACT DATA
----------------------------------------------------------------------------------------------------------------
14..............  Contract Unique ID           [check]          An integer          An identifier beginning with
                                                                 proceeded by the    the letter ``C'' and
                                                                 letter ``C''        followed by a number (e.g.,
                                                                 (only used when     ``C1'', ``C2'') used to
                                                                 importing           designate a record
                                                                 contract data).     containing contract
                                                                                     information in a comma-
                                                                                     delimited (csv) file that
                                                                                     is imported into the EQR
                                                                                     filing. One record for each
                                                                                     contract product may be
                                                                                     imported into an EQR for a
                                                                                     given quarter.

[[Page 56744]]


15..............  Seller Company               [check]          Unrestricted text   The name of the company that
                   Name.                                         (100 characters).   is authorized to make sales
                                                                                     as indicated in the
                                                                                     company's FERC tariff(s).
                                                                                     This name must match the
                                                                                     name provided as a Seller's
                                                                                     ``Company Name'' in Field
                                                                                     Number 2 of the ID Data
                                                                                     (Seller Data).
16..............  Customer Company             [check]          Unrestricted text   The name of the
                   Name.                                         (70 characters).    counterparty.
17..............  Customer DUNS                [check]          Nine digit number.  The unique nine digit number
                   Number.                                                           assigned by Dun and
                                                                                     Bradstreet to the company
                                                                                     identified in Field Number
                                                                                     16.
18..............  Contract Affiliate           [check]          Y (Yes)...........  The customer is an affiliate
                                                                N (No)............   if it controls, is
                                                                                     controlled by or is under
                                                                                     common control with the
                                                                                     seller. This includes a
                                                                                     division that operates as a
                                                                                     functional unit. A customer
                                                                                     of a seller who is an
                                                                                     Exempt Wholesale Generator
                                                                                     may be defined as an
                                                                                     affiliate under the Public
                                                                                     Utility Holding Company Act
                                                                                     and the FPA.
19..............  FERC Tariff                  [check]          Unrestricted text   The FERC tariff reference
                   Reference.                                    (60 characters).    cites the document that
                                                                                     specifies the terms and
                                                                                     conditions under which a
                                                                                     Seller is authorized to
                                                                                     make transmission sales,
                                                                                     power sales or sales of
                                                                                     related jurisdictional
                                                                                     services at cost-based
                                                                                     rates or at market-based
                                                                                     rates. If the sales are
                                                                                     market-based, the tariff
                                                                                     that is specified in the
                                                                                     FERC order granting the
                                                                                     Seller Market Based Rate
                                                                                     Authority must be listed.
20..............  Contract Service             [check]          Unrestricted text   Unique identifier given to
                   Agreement ID.                                 (30 characters).    each service agreement that
                                                                                     can be used by the filing
                                                                                     company to produce the
                                                                                     agreement, if requested.
                                                                                     The identifier may be the
                                                                                     number assigned by FERC for
                                                                                     those service agreements
                                                                                     that have been filed with
                                                                                     and accepted by the
                                                                                     Commission, or it may be
                                                                                     generated as part of an
                                                                                     internal identification
                                                                                     system.
21..............  Contract Execution           [check]          YYYYMMDD..........  The date the contract was
                   Date.                                                             signed or materially
                                                                                     amended. If the parties
                                                                                     signed on different dates
                                                                                     use the most recent date
                                                                                     signed.
22..............  Contract                     [check]          YYYYMMDD..........  The date the contract was
                   Commencement Date.                                                effective. If it is not
                                                                                     specified in the contract,
                                                                                     the first date of service
                                                                                     under the contract.
23..............  Contract            If specified in the       YYYYMMDD..........  The date that the contract
                   Termination Date.   contract.                                     expires.
24..............  Actual Termination  If contract terminated..  YYYYMMDD..........  The date the contract
                   Date.                                                             actually terminates.
25..............  Extension                    [check]          Unrestricted text.  Description of terms that
                   Provision                                                         provide for the
                   Description.                                                      continuation of the
                                                                                     contract.
26..............  Class Name........           [check]          ..................  See definitions of each
                                                                                     class name below.
26..............  Class Name........           [check]          F--Firm...........  For transmission sales, a
                                                                                     service or product that
                                                                                     always has priority over
                                                                                     non-firm service. For power
                                                                                     sales, a service or product
                                                                                     that is not interruptible
                                                                                     for economic reasons.
26..............  Class Name........           [check]          NF--Non-firm......  For transmission sales, a
                                                                                     service that is reserved
                                                                                     and/or scheduled on an as-
                                                                                     available basis and is
                                                                                     subject to curtailment or
                                                                                     interruption at a lesser
                                                                                     priority compared to Firm
                                                                                     service. For an energy
                                                                                     sale, a service or product
                                                                                     for which delivery or
                                                                                     receipt of the energy may
                                                                                     be interrupted for any
                                                                                     reason or no reason,
                                                                                     without liability on the
                                                                                     part of either the buyer or
                                                                                     seller.
26..............  Class Name........           [check]          UP--Unit Power      Designates a dedicated sale
                                                                 Sale.               of energy and capacity from
                                                                                     one or more than one
                                                                                     specified generation
                                                                                     unit(s).
26..............  Class Name........           [check]          N/A--Not            To be used only when the
                                                                 Applicable.         other available Class Names
                                                                                     do not apply.
27..............  Term Name.........           [check]          LT-Long Term......  Contracts with durations of
                                                                ST-Short Term.....   one year or greater are
                                                                N/A-Not Applicable   long-term. Contracts with
                                                                                     shorter durations are short-
                                                                                     term.
28..............  Increment Name....           [check]          ..................  See definitions for each
                                                                                     increment below.
                                                                H-Hourly..........  Terms of the contract (if
                                                                                     specifically noted in the
                                                                                     contract) set for up to 6
                                                                                     consecutive hours (< = 6
                                                                                     consecutive hours).

[[Page 56745]]


28..............  Increment Name....           [check]          D-Daily...........  Terms of the contract (if
                                                                                     specifically noted in the
                                                                                     contract) set for more than
                                                                                     6 and up to 60 consecutive
                                                                                     hours (>6 and <=60
                                                                                     consecutive hours).
28..............  Increment Name....           [check]          W--Weekly.........  Terms of the contract (if
                                                                                     specifically noted in the
                                                                                     contract) set for over 60
                                                                                     consecutive hours and up to
                                                                                     168 consecutive hours (>60
                                                                                     and < =168 consecutive
                                                                                     hours).
28..............  Increment Name....           [check]          M--Monthly........  Terms of the contract (if
                                                                                     specifically noted in the
                                                                                     contract) set for more than
                                                                                     168 consecutive hours up to
                                                                                     one month (>168 consecutive
                                                                                     hours and < =1 month).
28..............  Increment Name....           [check]          Y--Yearly.........  Terms of the contract (if
                                                                                     specifically noted in the
                                                                                     contract) set for one year
                                                                                     or more (>=1 year).
28..............  Increment Name....           [check]          N/A--Not            Terms of the contract do not
                                                                 Applicable.         specify an increment.
29..............  Increment Peaking            [check]          ..................  See definitions for each
                   Name.                                                             increment peaking name
                                                                                     below.
29..............  Increment Peaking            [check]          FP--Full Period...  The product described may be
                   Name.                                                             sold during those hours
                                                                                     designated as on-peak and
                                                                                     off-peak in the NERC region
                                                                                     of the point of delivery.
29..............  Increment Peaking            [check]          OP--Off-Peak......  The product described may be
                   Name.                                                             sold only during those
                                                                                     hours designated as off-
                                                                                     peak in the NERC region of
                                                                                     the point of delivery.
29..............  Increment Peaking            [check]          P--Peak...........  The product described may be
                   Name.                                                             sold only during those
                                                                                     hours designated as on-peak
                                                                                     in the NERC region of the
                                                                                     point of delivery.
29..............  Increment Peaking            [check]          N/A--Not            To be used only when the
                   Name.                                         Applicable.         increment peaking name is
                                                                                     not specified in the
                                                                                     contract.
30..............  Product Type Name.           [check]          ..................  See definitions for each
                                                                                     product type below.
30..............  Product Type Name.           [check]          ..................  CB--Cost Based Energy or
                                                                                     capacity sold under a FERC-
                                                                                     approved cost-based rate
                                                                                     tariff.
30..............  Product Type Name.           [check]          CR--Capacity        An agreement under which a
                                                                 Reassignment.       transmission provider
                                                                                     sells, assigns or transfers
                                                                                     all or portion of its
                                                                                     rights to an eligible
                                                                                     customer.
30..............  Product Type Name.           [check]          MB--Market Based..  Energy or capacity sold
                                                                                     under the seller's FERC-
                                                                                     approved market-based rate
                                                                                     tariff.
30..............  Product Type Name.           [check]          T--Transmission...  The product is sold under a
                                                                                     FERC-approved transmission
                                                                                     tariff.
30..............  Product Type Name.           [check]          Other.............  The product cannot be
                                                                                     characterized by the other
                                                                                     product type names.
31..............  Product Name......           [check]          See Product Name    Description of product being
                                                                 Table, Appendix A.  offered.
32..............  Quantity..........  If specified in the       Number with up to   Quantity for the contract
                                       contract.                 4 decimals.         product identified.
33..............  Units.............  If specified in the       See Units Table,    Measure stated in the
                                       contract.                 Appendix E.         contract for the product
                                                                                     sold.
34..............  Rate..............  One of four rate fields   Number with up to   The charge for the product
                                       (34, 35, 36, or 37)       4 decimals.         per unit as stated in the
                                       must be included.                             contract.
35..............  Rate Minimum......  One of four rate fields   Number with up to   Minimum rate to be charged
                                       (34, 35, 36, or 37)       4 decimals.         per the contract, if a
                                       must be included.                             range is specified.
36..............  Rate Maximum......  One of four rate fields   Number with up to   Maximum rate to be charged
                                       (34, 35, 36, or 37)       4 decimals.         per the contract, if a
                                       must be included.                             range is specified.
37..............  Rate Description..  One of four rate fields   Unrestricted text.  Text description of rate.
                                       (34, 35, 36, or 37)                           Include algorithm if rate
                                       must be included.                             is calculated. If the
                                                                                     algorithm would exceed the
                                                                                     150 character field limit,
                                                                                     it may be provided in a
                                                                                     descriptive summary
                                                                                     (including bases and
                                                                                     methods of calculations)
                                                                                     with a detailed citation of
                                                                                     the relevant FERC tariff
                                                                                     including page number and
                                                                                     section.
38..............  Rate Units........  If specified in the       See Rate Units      Measure stated in the
                                       contract.                 Table, Appendix F.  contract for the product
                                                                                     sold.
39..............  Point of Receipt    If specified in the       See Balancing       The registered NERC
                   Balancing           contract.                 Authority Table,    Balancing Authority
                   Authority (PORBA).                            Appendix B.         (formerly called NERC
                                                                                     Control Area) where service
                                                                                     begins for a transmission
                                                                                     or transmission-related
                                                                                     jurisdictional sale. The
                                                                                     Balancing Authority will be
                                                                                     identified with the
                                                                                     abbreviation used in OASIS
                                                                                     applications. If receipt
                                                                                     occurs at a trading hub
                                                                                     specified in the EQR
                                                                                     software, the term ``Hub''
                                                                                     should be used.

[[Page 56746]]


40..............  Point of Receipt    If specified in the       Unrestricted text   The specific location at
                   Specific Location   contract.                 (50 characters).    which the product is
                   (PORSL).                                      If ``HUB'' is       received if designated in
                                                                 selected for        the contract. If receipt
                                                                 PORCA, see Hub      occurs at a trading hub, a
                                                                 Table, Appendix C.  standardized hub name must
                                                                                     be used. If more points of
                                                                                     receipt are listed in the
                                                                                     contract than can fit into
                                                                                     the 50 character space, a
                                                                                     description of the
                                                                                     collection of points may be
                                                                                     used. `Various,' alone, is
                                                                                     unacceptable unless the
                                                                                     contract itself uses that
                                                                                     terminology.
41..............  Point of Delivery   If specified in the       See Balancing       The registered NERC
                   Balancing           contract.                 Authority Table,    Balancing Authority
                   Authority (PODBA).                            Appendix B.         (formerly called NERC
                                                                                     Control Area) where a
                                                                                     jurisdictional product is
                                                                                     delivered and/or service
                                                                                     ends for a transmission or
                                                                                     transmission-related
                                                                                     jurisdictional sale. The
                                                                                     Balancing Authority will be
                                                                                     identified with the
                                                                                     abbreviation used in OASIS
                                                                                     applications. If delivery
                                                                                     occurs at the
                                                                                     interconnection of two
                                                                                     control areas, the control
                                                                                     area that the product is
                                                                                     entering should be used. If
                                                                                     delivery occurs at a
                                                                                     trading hub specified in
                                                                                     the EQR software, the term
                                                                                     ``Hub'' should be used.
42..............  Point of Delivery   If specified in the       Unrestricted text   The specific location at
                   Specific Location   contract.                 (50 characters).    which the product is
                   (PODSL).                                      If ``HUB'' is       delivered if designated in
                                                                 selected for        the contract. If receipt
                                                                 PODCA, see Hub      occurs at a trading hub, a
                                                                 Table, Appendix C.  standardized hub name must
                                                                                     be used.
43..............  Begin Date........  If specified in the       YYYYMMDDHHMM......  First date for the sale of
                                       contract.                                     the product at the rate
                                                                                     specified.
44..............  End Date..........  If specified in the       YYYYMMDDHHMM......  Last date for the sale of
                                       contract.                                     the product at the rate
                                                                                     specified.
45..............  Time Zone.........           [check]          See Time Zone       The time zone in which the
                                                                 Table, Appendix D.  sales will be made under
                                                                                     the contract.
----------------------------------------------------------------------------------------------------------------
                                                Transaction Data
----------------------------------------------------------------------------------------------------------------
46..............  Transaction Unique           [check]          An integer          An identifier beginning with
                   ID.                                           proceeded by the    the letter ``T'' and
                                                                 letter ``T''        followed by a number (e.g.,
                                                                 (only used when     ``T1'', ``T2'') used to
                                                                 importing           designate a record
                                                                 transaction data).  containing transaction
                                                                                     information in a comma-
                                                                                     delimited (csv) file that
                                                                                     is imported into the EQR
                                                                                     filing. One record for each
                                                                                     transaction record may be
                                                                                     imported into an EQR for a
                                                                                     given quarter. A new
                                                                                     transaction record must be
                                                                                     used every time a price
                                                                                     changes in a sale.
47..............  Seller Company               [check]          Unrestricted text   The name of the company that
                   Name.                                         (100 Characters).   is authorized to make sales
                                                                                     as indicated in the
                                                                                     company's FERC tariff(s).
                                                                                     This name must match the
                                                                                     name provided as a Seller's
                                                                                     ``Company Name'' in Field 2
                                                                                     of the ID Data (Seller
                                                                                     Data).
48..............  Customer Company             [check]          Unrestricted text   The name of the
                   Name.                                         (70 Characters).    counterparty.
49..............  Customer DUNS                [check]          Nine digit number.  The unique nine digit number
                   Number.                                                           assigned by Dun and
                                                                                     Bradstreet to the
                                                                                     counterparty to the
                                                                                     contract.
50..............  FERC Tariff                  [check]          Unrestricted text   The FERC tariff reference
                   Reference.                                    (60 Characters).    cites the document that
                                                                                     specifies the terms and
                                                                                     conditions under which a
                                                                                     Seller is authorized to
                                                                                     make transmission sales,
                                                                                     power sales or sales of
                                                                                     related jurisdictional
                                                                                     services at cost-based
                                                                                     rates or at market-based
                                                                                     rates. If the sales are
                                                                                     market-based, the tariff
                                                                                     that is specified in the
                                                                                     FERC order granting the
                                                                                     Seller Market Based Rate
                                                                                     Authority must be listed.
51..............  Contract Service             [check]          Unrestricted text   Unique identifier given to
                   Agreement ID.                                 (30 Characters).    each service agreement that
                                                                                     can be used by the filing
                                                                                     company to produce the
                                                                                     agreement, if requested.
                                                                                     The identifier may be the
                                                                                     number assigned by FERC for
                                                                                     those service agreements
                                                                                     that have been filed and
                                                                                     approved by the Commission,
                                                                                     or it may be generated as
                                                                                     part of an internal
                                                                                     identification system.
52..............  Transaction Unique           [check]          Unrestricted text   Unique reference number
                   Identifier.                                   (24 Characters).    assigned by the seller for
                                                                                     each transaction.
53..............  Transaction Begin            [check]          YYYYMMDDHHMM (csv   First date and time the
                   Date.                                         import).            product is sold during the
                                                                MMDDYYYYHHMM         quarter.
                                                                 (manual entry).
54..............  Transaction End              [check]          YYYYMMDDHHMM (csv   Last date and time the
                   Date.                                         import).            product is sold during the
                                                                MMDDYYYYHHMM         quarter.
                                                                 (manual entry).

[[Page 56747]]


55..............  Time Zone.........           [check]          See Time Zone       The time zone in which the
                                                                 Table, Appendix D.  sales will be made under
                                                                                     the contract.
56..............  Point of Delivery            [check]          See Balancing       The registered NERC
                   Balancing                                     Authority Table,    Balancing Authority
                   Authority (PODBA).                            Appendix B.         (formerly called NERC
                                                                                     Control Area) abbreviation
                                                                                     used in OASIS applications.
57..............  Point of Delivery            [check]          Unrestricted text   The specific location at
                   Specific Location                             (50 characters).    which the product is
                   (PODSL).                                      If ``HUB'' is       delivered. If receipt
                                                                 selected for        occurs at a trading hub, a
                                                                 PODBA, see Hub      standardized hub name must
                                                                 Table, Appendix C.  be used.
58..............  Class Name........           [check]          --................  See class name definitions
                                                                                     below.
58..............  Class Name........           [check]          F--Firm...........  A sale, service or product
                                                                                     that is not interruptible
                                                                                     for economic reasons.
58..............  Class Name........           [check]          NF--Non-firm......  A sale for which delivery or
                                                                                     receipt of the energy may
                                                                                     be interrupted for any
                                                                                     reason or no reason,
                                                                                     without liability on the
                                                                                     part of either the buyer or
                                                                                     seller.
58..............  Class Name........           [check]          UP--Unit Power      Designates a dedicated sale
                                                                 Sale.               of energy and capacity from
                                                                                     one or more than one
                                                                                     specified generation
                                                                                     unit(s).
58..............  Class Name........           [check]          BA--Billing         Designates an incremental
                                                                 Adjustment.         material change to one or
                                                                                     more transactions due to a
                                                                                     change in settlement
                                                                                     results. ``BA'' may be used
                                                                                     in a refiling after the
                                                                                     next quarter's filing is
                                                                                     due to reflect the receipt
                                                                                     of new information. It may
                                                                                     not be used to correct an
                                                                                     inaccurate filing.
58..............  Class Name........           [check]          N/A--Not            To be used only when the
                                                                 Applicable.         other available class names
                                                                                     do not apply.
59..............  Term Name.........           [check]          LT--Long Term.....  Power sales transactions
                                                                ST--Short Term....   with durations of one year
                                                                N/A--Not             or greater are long-term.
                                                                 Applicable.         Transactions with shorter
                                                                                     durations are short-term.
60..............  Increment Name....           [check]          --................  See increment name
                                                                                     definitions below.
60..............  Increment Name....           [check]          H--Hourly.........  Terms of the particular sale
                                                                                     set for up to 6 consecutive
                                                                                     hours (< = 6 consecutive
                                                                                     hours) Includes LMP based
                                                                                     sales in ISO/RTO markets.
60..............  Increment Name....           [check]          D--Daily..........  Terms of the particular sale
                                                                                     set for more than 6 and up
                                                                                     to 60 consecutive hours (>6
                                                                                     and < = 60 consecutive
                                                                                     hours) Includes sales over
                                                                                     a peak or off-peak block
                                                                                     during a single day.
60..............  Increment Name....           [check]          W--Weekly.........  Terms of the particular sale
                                                                                     set for over 60 consecutive
                                                                                     hours and up to 168
                                                                                     consecutive hours (>60 and
                                                                                     < = 168 consecutive hours).
                                                                                     Includes sales for a full
                                                                                     week and sales for peak and
                                                                                     off-peak blocks over a
                                                                                     particular week.
60..............  Increment Name....           [check]          M--Monthly........  Terms of the particular sale
                                                                                     set for set for more than
                                                                                     168 consecutive hours up to
                                                                                     one month (>168 consecutive
                                                                                     hours and < = 1 month).
                                                                                     Includes sales for full
                                                                                     month or multi-week sales
                                                                                     during a given month.
60..............  Increment Name....           [check]          Y--Yearly.........  Terms of the particular sale
                                                                                     set for one year or more
                                                                                     (< = 1 year). Includes all
                                                                                     long-term contracts with
                                                                                     defined pricing terms
                                                                                     (fixed-price, formula, or
                                                                                     index).
60..............  Increment Name....           [check]          N/A--Not            To be used only when other
                                                                 Applicable.         available increment names
                                                                                     do not apply.
61..............  Increment Peaking            [check]          --................  See definitions for
                   Name.                                                             increment peaking below.
61..............  Increment Peaking            [check]          FP--Full Period...  The product described was
                   Name.                                                             sold during Peak and Off-
                                                                                     Peak hours.
61..............  Increment Peaking            [check]          OP--Off-Peak......  The product described was
                   Name.                                                             sold only during those
                                                                                     hours designated as off-
                                                                                     peak in the NERC region of
                                                                                     the point of delivery.
61..............  Increment Peaking            [check]          P--Peak...........  The product described was
                   Name.                                                             sold only during those
                                                                                     hours designated as on-peak
                                                                                     in the NERC region of the
                                                                                     point of delivery.
61..............  Increment Peaking            [check]          N/A--Not            To be used only when the
                   Name.                                         Applicable.         other available increment
                                                                                     peaking names do not apply.
62..............  Product Name......           [check]          See Product Names   Description of product being
                                                                 Table, Appendix A.  offered.
63..............  Transaction                  [check]          Number with up to   The quantity of the product
                   Quantity.                                     4 decimals.         in this transaction.
64..............  Price.............           [check]          Number with up to   Actual price charged for the
                                                                 6 decimals.         product per unit. The price
                                                                                     reported cannot be averaged
                                                                                     or otherwise aggregated.
65..............  Rate Units........           [check]          See Rate Units      Measure appropriate to the
                                                                 Table, Appendix F.  price of the product sold.
66..............  Total Transmission           [check]          Number with up to   Payments received for
                   Charge.                                       2 decimals.         transmission services when
                                                                                     explicitly identified.

[[Page 56748]]


67..............  Total Transaction            [check]          Number with up to   Transaction Quantity (Field
                   Charge.                                       2 decimals.         63) times Price (Field 64)
                                                                                     plus Total Transmission
                                                                                     Charge (Field 66).
----------------------------------------------------------------------------------------------------------------


                                 EQR Data Dictionary--Appendix A. Product Names
----------------------------------------------------------------------------------------------------------------
                                      Contract       Transaction
          Product name                product          product                       Definition
----------------------------------------------------------------------------------------------------------------
BLACK START SERVICE.............         [check]          [check]   Service available after a system-wide
                                                                     blackout where a generator participates in
                                                                     system restoration activities without the
                                                                     availability of an outside electric supply
                                                                     (Ancillary Service).
BOOKED OUT POWER................  ...............         [check]   Energy or capacity contractually committed
                                                                     bilaterally for delivery but not actually
                                                                     delivered due to some offsetting or
                                                                     countervailing trade (Transaction only).
CAPACITY........................         [check]          [check]   A quantity of demand that is charged on a $/
                                                                     KW or $/MW basis.
CUSTOMER CHARGE.................         [check]          [check]   Fixed contractual charges assessed on a per
                                                                     customer basis that could include billing
                                                                     service.
DIRECT ASSIGNMENT FACILITIES             [check]   ...............  Charges for facilities or portions of
 CHARGE.                                                             facilities that are constructed or used for
                                                                     the sole use/benefit of a particular
                                                                     customer.
EMERGENCY ENERGY................         [check]   ...............  Contractual provisions to supply energy or
                                                                     capacity to another entity during critical
                                                                     situations.
ENERGY..........................         [check]          [check]   A quantity of electricity that is sold or
                                                                     transmitted over a period of time.
ENERGY IMBALANCE................         [check]          [check]   Service provided when a difference occurs
                                                                     between the scheduled and the actual
                                                                     delivery of energy to a load obligation.
EXCHANGE........................         [check]          [check]   Transaction whereby the receiver accepts
                                                                     delivery of energy for a supplier's account
                                                                     and returns energy at times, rates, and in
                                                                     amounts as mutually agreed if the receiver
                                                                     is not an RTO/ISO.
FUEL CHARGE.....................         [check]          [check]   Charge based on the cost or amount of fuel
                                                                     used for generation.
GRANDFATHERED BUNDLED...........         [check]          [check]   Services provided for bundled transmission,
                                                                     ancillary services and energy under
                                                                     contracts effective prior to Order No.
                                                                     888's OATTs.
INTERCONNECTION AGREEMENT.......         [check]   ...............  Contract that provides the terms and
                                                                     conditions for a generator, distribution
                                                                     system owner, transmission owner,
                                                                     transmission provider, or transmission
                                                                     system to physically connect to a
                                                                     transmission system or distribution system.
MEMBERSHIP AGREEMENT............         [check]   ...............  Agreement to participate and be subject to
                                                                     rules of a system operator.
MUST RUN AGREEMENT..............         [check]   ...............  An agreement that requires a unit to run.
NEGOTIATED-RATE TRANSMISSION....         [check]          [check]   Transmission performed under a negotiated
                                                                     rate contract (applies only to merchant
                                                                     transmission companies).
NETWORK.........................         [check]   ...............  Transmission service under contract
                                                                     providing network service.
NETWORK OPERATING AGREEMENT.....         [check]   ...............  An executed agreement that contains the
                                                                     terms and conditions under which a network
                                                                     customer operates its facilities and the
                                                                     technical and operational matters
                                                                     associated with the implementation of
                                                                     network integration transmission service.
OTHER...........................         [check]          [check]   Product name not otherwise included.
POINT-TO-POINT AGREEMENT........         [check]   ...............  Transmission service under contract between
                                                                     specified Points of Receipt and Delivery.
REACTIVE SUPPLY & VOLTAGE                [check]          [check]   Production or absorption of reactive power
 CONTROL.                                                            to maintain voltage levels on transmission
                                                                     systems (Ancillary Service).
REAL POWER TRANSMISSION LOSS....         [check]          [check]   The loss of energy, resulting from
                                                                     transporting power over a transmission
                                                                     system.
REGULATION & FREQUENCY RESPONSE.         [check]          [check]   Service providing for continuous balancing
                                                                     of resources (generation and interchange)
                                                                     with load, and for maintaining scheduled
                                                                     interconnection frequency by committing on-
                                                                     line generation where output is raised or
                                                                     lowered and by other non-generation
                                                                     resources capable of providing this service
                                                                     as necessary to follow the moment-by-moment
                                                                     changes in load (Ancillary Service).
REQUIREMENTS SERVICE............         [check]          [check]   Firm, load-following power supply necessary
                                                                     to serve a specified share of customer's
                                                                     aggregate load during the term of the
                                                                     agreement. Requirements service may include
                                                                     some or all of the energy, capacity and
                                                                     ancillary service products. (If the
                                                                     components of the requirements service are
                                                                     priced separately, they should be reported
                                                                     separately in the transactions tab.)
SCHEDULE SYSTEM CONTROL &                [check]          [check]   Scheduling, confirming and implementing an
 DISPATCH.                                                           interchange schedule with other Balancing
                                                                     Authorities, including intermediary
                                                                     Balancing Authorities providing
                                                                     transmission service, and ensuring
                                                                     operational security during the interchange
                                                                     transaction (Ancillary Service).
SPINNING RESERVE................         [check]          [check]   Unloaded synchronized generating capacity
                                                                     that is immediately responsive to system
                                                                     frequency and that is capable of being
                                                                     loaded in a short time period or non-
                                                                     generation resources capable of providing
                                                                     this service (Ancillary Service).

[[Page 56749]]


SUPPLEMENTAL RESERVE............         [check]          [check]   Service needed to serve load in the event of
                                                                     a system contingency, available with
                                                                     greater delay than SPINNING RESERVE. This
                                                                     service may be provided by generating units
                                                                     that are on-line but unloaded, by quick-
                                                                     start generation, or by interruptible load
                                                                     or other non-generation resources capable
                                                                     of providing this service (Ancillary
                                                                     Service).
SYSTEM OPERATING AGREEMENTS.....         [check]   ...............  An executed agreement that contains the
                                                                     terms and conditions under which a system
                                                                     or network customer shall operate its
                                                                     facilities and the technical and
                                                                     operational matters associated with the
                                                                     implementation of network.
TOLLING ENERGY..................         [check]          [check]   Energy sold from a plant whereby the buyer
                                                                     provides fuel to a generator (seller) and
                                                                     receives power in return for pre-
                                                                     established fees.
TRANSMISSION OWNERS AGREEMENT...         [check]   ...............  The agreement that establishes the terms and
                                                                     conditions under which a transmission owner
                                                                     transfers operational control over
                                                                     designated transmission facilities.
UPLIFT..........................         [check]          [check]   A make-whole payment by an RTO/ISO to a
                                                                     utility.
----------------------------------------------------------------------------------------------------------------


                              EQR Data Dictionary--Appendix B. Balancing Authority
----------------------------------------------------------------------------------------------------------------
                   Balancing authority                                 Abbreviation               Outside U.S.*
----------------------------------------------------------------------------------------------------------------
AESC, LLC--Wheatland CIN.................................  AEWC................................  ...............
Alabama Electric Cooperative, Inc........................  AEC.................................  ...............
Alberta Electric System Operator.........................  AESO................................         [check]
Alliant Energy Corporate Services, LLC--East.............  ALTE................................  ...............
Alliant Energy Corporate Services, LLC--West.............  ALTW................................  ...............
Ameren Transmission......................................  AMRN................................  ...............
Ameren Transmission. Illinois............................  AMIL................................  ...............
Ameren Transmission. Missouri............................  AMMO................................  ...............
American Transmission Systems, Inc.......................  FE..................................  ...............
Aquila Networks--Kansas..................................  WPEK................................  ...............
Aquila Networks--Missouri Public Service.................  MPS.................................  ...............
Aquila Networks--West Plains Dispatch....................  WPEC................................  ...............
Arizona Public Service Company...........................  AZPS................................  ...............
Associated Electric Cooperative, Inc.....................  AECI................................  ...............
Avista Corp..............................................  AVA.................................  ...............
Batesville Balancing Authority...........................  BBA.................................  ...............
Big Rivers Electric Corp.................................  BREC................................  ...............
Board of Public Utilities................................  KACY................................  ...............
Bonneville Power Administration Transmission.............  BPAT................................  ...............
British Columbia Transmission Corporation................  BCTC................................         [check]
California Independent System Operator...................  CISO................................  ...............
Carolina Power & Light Company--CPLW.....................  CPLW................................  ...............
Carolina Power and Light Company--East...................  CPLE................................  ...............
Central and Southwest....................................  CSWS................................  ...............
Central Illinois Light Co................................  CILC................................  ...............
Chelan County PUD........................................  CHPD................................  ...............
Cinergy Corporation......................................  CIN.................................  ...............
City of Homestead........................................  HST.................................  ...............
City of Independence P&L Dept............................  INDN................................  ...............
City of Tallahassee......................................  TAL.................................  ...............
City Water Light & Power.................................  CWLP................................  ...............
Cleco Power LLC..........................................  CLEC................................  ...............
Columbia Water & Light...................................  CWLD................................  ...............
Comision Federal de Electricidad.........................  CFE.................................         [check]
Constellation Energy Control and Dispatch--Arkansas......  PUPP................................  ...............
Constellation Energy Control and Dispatch--City of         BUBA................................  ...............
 Benton, AR.
Constellation Energy Control and Dispatch--City of         DERS................................  ...............
 Ruston, LA.
Constellation Energy Control and Dispatch--Conway,         CNWY................................  ...............
 Arkansas.
Constellation Energy Control and Dispatch--Gila River....  GRMA................................  ...............
Constellation Energy Control and Dispatch--Harquehala....  HGMA................................  ...............
Constellation Energy Control and Dispatch--North Little    DENL................................  ...............
 Rock, Arkansas.
Constellation Energy Control and Dispatch--West Memphis,   WMUC................................  ...............
 Arkansas.
Dairyland Power Cooperative..............................  DPC.................................  ...............
DECA, LLC--Arlington Valley..............................  DEAA................................  ...............
Duke Energy Corporation..................................  DUK.................................  ...............
East Kentucky Power Cooperative, Inc.....................  EKPC................................  ...............
El Paso Electric.........................................  EPE.................................  ...............
Electric Energy, Inc.....................................  EEI.................................  ...............
Empire District Electric Co., The........................  EDE.................................  ...............

[[Page 56750]]


Entergy..................................................  EES.................................  ...............
ERCOT ISO................................................  ERCO................................  ...............
Florida Municipal Power Pool.............................  FMPP................................  ...............
Florida Power & Light....................................  FPL.................................  ...............
Florida Power Corporation................................  FPC.................................  ...............
Gainesville Regional Utilities...........................  GVL.................................  ...............
Georgia System Operations Corporation....................  GSOC................................  ...............
Georgia Transmission Corporation.........................  GTC.................................  ...............
Grand River Dam Authority................................  GRDA................................  ...............
Grant County PUD No. 2...................................  GCPD................................  ...............
Great River Energy.......................................  GRE.................................  ...............
Great River Energy.......................................  GREC................................  ...............
Great River Energy.......................................  GREN................................  ...............
Great River Energy.......................................  GRES................................  ...............
GridAmerica..............................................  GA..................................  ...............
Hoosier Energy...........................................  HE..................................  ...............
Hydro-Quebec, TransEnergie...............................  HQT.................................         [check]
Idaho Power Company......................................  IPCO................................  ...............
Illinois Power Co........................................  IP..................................  ...............
Illinois Power Co........................................  IPRV................................  ...............
Imperial Irrigation District.............................  IID.................................  ...............
Indianapolis Power & Light Company.......................  IPL.................................  ...............
ISO New England Inc......................................  ISNE................................  ...............
JEA......................................................  JEA.................................  ...............
Kansas City Power & Light, Co............................  KCPL................................  ...............
Lafayette Utilities System...............................  LAFA................................  ...............
LG&E Energy Transmission Services........................  LGEE................................  ...............
Lincoln Electric System..................................  LES.................................  ...............
Los Angeles Department of Water and Power................  LDWP................................  ...............
Louisiana Energy & Power Authority.......................  LEPA................................  ...............
Louisiana Generating, LLC................................  LAGN................................  ...............
Madison Gas and Electric Company.........................  MGE.................................  ...............
Manitoba Hydro Electric Board, Transmission Services.....  MHEB................................         [check]
Michigan Electric Coordinated System.....................  MECS................................  ...............
Michigan Electric Coordinated System--CONS...............  CONS................................  ...............
Michigan Electric Coordinated System--DECO...............  DECO................................  ...............
MidAmerican Energy Company...............................  MEC.................................  ...............
Midwest ISO..............................................  MISO................................  ...............
Minnesota Power, Inc.....................................  MP..................................  ...............
Montana-Dakota Utilities Co..............................  MDU.................................  ...............
Muscatine Power and Water................................  MPW.................................  ...............
Nebraska Public Power District...........................  NPPD................................  ...............
Nevada Power Company.....................................  NEVP................................  ...............
New Brunswick Power Corporation..........................  NBPC................................         [check]
New Horizons Electric Cooperative........................  NHC1................................  ...............
New York Independent System Operator.....................  NYIS................................  ...............
North American Electric Reliability Council..............  TEST................................  ...............
Northern Indiana Public Service Company..................  NIPS................................  ...............
Northern States Power Company............................  NSP.................................  ...............
NorthWestern Energy......................................  NWMT................................  ...............
Ohio Valley Electric Corporation.........................  OVEC................................  ...............
Oklahoma Gas and Electric................................  OKGE................................  ...............
Ontario--Independent Electricity Market Operator.........  IMO.................................         [check]
OPPD CA/TP...............................................  OPPD................................  ...............
Otter Tail Power Company.................................  OTP.................................  ...............
P.U.D. No. 1 of Douglas County...........................  DOPD................................  ...............
PacifiCorp--East.........................................  PACE................................  ...............
PacifiCorp--West.........................................  PACW................................  ...............
PJM Interconnection......................................  PJM.................................  ...............
Portland General Electric................................  PGE.................................  ...............
Public Service Company of Colorado.......................  PSCO................................  ...............
Public Service Company of New Mexico.....................  PNM.................................  ...............
Puget Sound Energy Transmission..........................  PSEI................................  ...............
Reedy Creek Improvement District.........................  RC..................................  ...............
Sacramento Municipal Utility District....................  SMUD................................  ...............
Salt River Project.......................................  SRP.................................  ...............
Santee Cooper............................................  SC..................................  ...............
SaskPower Grid Control Centre............................  SPC.................................         [check]
Seattle City Light.......................................  SCL.................................  ...............
Seminole Electric Cooperative............................  SEC.................................  ...............
Sierra Pacific Power Co.--Transmission...................  SPPC................................  ...............
South Carolina Electric & Gas Company....................  SCEG................................  ...............

[[Page 56751]]


South Mississippi Electric Power Association.............  SME.................................  ...............
South Mississippi Electric Power Association.............  SMEE................................  ...............
Southeastern Power Administration--Hartwell..............  SEHA................................  ...............
Southeastern Power Administration--Russell...............  SERU................................  ...............
Southeastern Power Administration--Thurmond..............  SETH................................  ...............
Southern Company Services, Inc...........................  SOCO................................  ...............
Southern Illinois Power Cooperative......................  SIPC................................  ...............
Southern Indiana Gas & Electric Co.......................  SIGE................................  ...............
Southern Minnesota Municipal Power Agency................  SMP.................................  ...............
Southwest Power Pool.....................................  SWPP................................  ...............
Southwestern Power Administration........................  SPA.................................  ...............
Southwestern Public Service Company......................  SPS.................................  ...............
Sunflower Electric Power Corporation.....................  SECI................................  ...............
Tacoma Power.............................................  TPWR................................  ...............
Tampa Electric Company...................................  TEC.................................  ...............
Tennessee Valley Authority ESO...........................  TVA.................................  ...............
Trading Hub..............................................  HUB.................................  ...............
TRANSLink Management Company.............................  TLKN................................  ...............
Tucson Electric Power Company............................  TEPC................................  ...............
Turlock Irrigation District..............................  TIDC................................  ...............
Upper Peninsula Power Co.................................  UPPC................................  ...............
Utilities Commission, City of New Smyrna Beach...........  NSB.................................  ...............
Westar Energy--MoPEP Cities..............................  MOWR................................  ...............
Western Area Power Administration--Colorado-Missouri.....  WACM................................  ...............
Western Area Power Administration--Lower Colorado........  WALC................................  ...............
Western Area Power Administration--Upper Great Plains      WAUE................................  ...............
 East.
Western Area Power Administration--Upper Great Plains      WAUW................................  ...............
 West.
Western Farmers Electric Cooperative.....................  WFEC................................  ...............
Western Resources dba Westar Energy......................  WR..................................  ...............
Wisconsin Energy Corporation.............................  WEC.................................  ...............
Wisconsin Public Service Corporation.....................  WPS.................................  ...............
Yadkin, Inc..............................................  YAD.................................  ...............
----------------------------------------------------------------------------------------------------------------
* Balancing authorities outside the United States may only be used in the Contract Data section to identify
  specified receipt/delivery points in jurisdictional transmission contracts.


                  EQR Data Dictonary.--Appendix C. Hub
------------------------------------------------------------------------
             HUB                               Definition
------------------------------------------------------------------------
ADHUB........................  The aggregated Locational Marginal Price
                                (``LMP'') nodes defined by PJM
                                Interconnection, LLC as the AEP/Dayton
                                Hub.
AEPGenHub....................  The aggregated Locational Marginal Price
                                (``LMP'') nodes defined by PJM
                                Interconnection, LLC as the AEPGenHub.
COB..........................  The set of delivery points along the
                                California-Oregon commonly identified as
                                and agreed to by the counterparties to
                                constitute the COB Hub.
Cinergy (into)...............  The set of delivery points commonly
                                identified as and agreed to by the
                                counterparties to constitute delivery
                                into the Cinergy balancing authority.
Cinergy Hub (MISO)...........  The aggregated Elemental Pricing nodes
                                (``Epnodes'') nodes defined by the
                                Midwest Independent Transmission System
                                Operator, Inc., as Cinergy Hub (MISO).
Entergy (into)...............  The set of delivery points commonly
                                identified as and agreed to by the
                                counterparties to constitute delivery
                                into the Entergy balancing authority.
FE Hub.......................  The aggregated Elemental Pricing nodes
                                (``Epnodes'') nodes defined by the
                                Midwest Independent Transmission System
                                Operator, Inc., as FE Hub (MISO).
Four Corners.................  The set of delivery points at the Four
                                Corners power plant commonly identified
                                as and agreed to by the counterparties
                                to constitute the Four Corners Hub.
Illinois Hub (MISO)..........  The aggregated Elemental Pricing nodes
                                (``Epnodes'') nodes defined by the
                                Midwest Independent Transmission System
                                Operator, Inc., as Illinois Hub (MISO).
Mead.........................  The set of delivery points at or near
                                Hoover Dam commonly identified as and
                                agreed to by the counterparties to
                                constitute the Mead Hub.
Michigan Hub (MISO)..........  The aggregated Elemental Pricing nodes
                                (``Epnodes'') nodes defined by the
                                Midwest Independent Transmission System
                                Operator, Inc., as Michigan Hub (MISO).
Mid-Columbia (Mid-C).........  The set of delivery points along the
                                Columbia River commonly identified as
                                and agreed to by the counterparties to
                                constitute the Mid-Columbia Hub.
Minnesota Hub (MISO).........  The aggregated Elemental Pricing nodes
                                (``Epnodes'') nodes defined by the
                                Midwest Independent Transmission System
                                Operator, Inc., as Minnesota Hub (MISO).
NEPOOL (Mass Hub)............  The aggregated Locational Marginal Price
                                (``LMP'') nodes defined by ISO New
                                England Inc., as Mass Hub.
NIHUB........................  The aggregated Locational Marginal Price
                                (``LMP'') nodes defined by PJM
                                Interconnection, LLC as the Northern
                                Illinois Hub.
NOB..........................  The set of delivery points along the
                                Nevada-Oregon border commonly identified
                                as and agreed to by the counterparties
                                to constitute the NOB Hub.

[[Page 56752]]


NP15.........................  The set of delivery points north of Path
                                15 on the California transmission grid
                                commonly identified as and agreed to by
                                the counterparties to constitute the
                                NP15 Hub.
NWMT.........................  The set of delivery points commonly
                                identified as and agreed to by the
                                counterparties to constitute delivery
                                into the Northwestern Energy Montana
                                balancing authority.
PJM East Hub.................  The aggregated Locational Marginal Price
                                nodes (``LMP'') defined by PJM
                                Interconnection, LLC as the PJM East
                                Hub.
PJM South Hub................  The aggregated Locational Marginal Price
                                (``LMP'') nodes defined by PJM
                                Interconnection, LLC as the PJM South
                                Hub.
PJM West Hub.................  The aggregated Locational Marginal Price
                                (``LMP'') nodes defined by PJM
                                Interconnection, LLC as the PJM Western
                                Hub.
Palo Verde...................  The switch yard at the Palo Verde nuclear
                                power station west of Phoenix in
                                Arizona. Palo Verde Hub includes the
                                Hassayampa switchyard 2 miles south of
                                Palo Verde.
SOCO (into)..................  The set of delivery points commonly
                                identified as and agreed to by the
                                counterparties to constitute delivery
                                into the Southern Company balancing
                                authority.
SP15.........................  The set of delivery points south of Path
                                15 on the California transmission grid
                                commonly identified as and agreed to by
                                the counterparties to constitute the
                                SP15 Hub.
TVA (into)...................  The set of delivery points commonly
                                identified as and agreed to by the
                                counterparties to constitute delivery
                                into the Tennessee Valley Authority
                                balancing authority.
ZP26.........................  The set of delivery points associated
                                with Path 26 on the California
                                transmission grid commonly identified as
                                and agreed to by the counterparties to
                                constitute the ZP26 Hub.
------------------------------------------------------------------------


               EQR Data Dictionary--Appendix D. Time Zone
------------------------------------------------------------------------
              Time zone                           Definition
------------------------------------------------------------------------
AD..................................  Atlantic Daylight.
AP..................................  Atlantic Prevailing.
AS..................................  Atlantic Standard.
CD..................................  Central Daylight.
CP..................................  Central Prevailing.
CS..................................  Central Standard.
ED..................................  Eastern Daylight.
EP..................................  Eastern Prevailing.
ES..................................  Eastern Standard.
MD..................................  Mountain Daylight.
MP..................................  Mountain Prevailing.
MS..................................  Mountain Standard.
NA..................................  Not Applicable.
PD..................................  Pacific Daylight.
PP..................................  Pacific Prevailing.
PS..................................  Pacific Standard.
UT..................................  Universal Time.
------------------------------------------------------------------------


                 EQR Data Dictionary--Appendix E. Units
------------------------------------------------------------------------
                Units                              Definition
------------------------------------------------------------------------
KV...................................  Kilovolt.
KVA..................................  Kilovolt Amperes.
KVR..................................  Kilovar.
KW...................................  Kilowatt.
KWH..................................  Kilowatt Hour.
KW-DAY...............................  Kilowatt Day.
KW-MO................................  Kilowatt Month.
KW-WK................................  Kilowatt Week.
KW-YR................................  Kilowatt Year.
MVAR-YR..............................  Megavar Year.
MW...................................  Megawatt.
MWH..................................  Megawatt Hour.
MW-DAY...............................  Megawatt Day.
MW-MO................................  Megawatt Month.
MW-WK................................  Megawatt Week.
MW-YR................................  Megawatt Year.
RKVA.................................  Reactive Kilovolt
                                       Amperes.
FLAT RATE............................  Flat Rate.
------------------------------------------------------------------------


               EQR Data Dictionary--Appendix F. Rate Units
------------------------------------------------------------------------
          Rate units                           Definition
------------------------------------------------------------------------
$/KV..........................  Dollars per kilovolt.
$/KVA.........................  Dollars per kilovolt amperes.
$/KVR.........................  Dollars per kilovar.
$/KW..........................  Dollars per kilowatt.
$/KWH.........................  Dollars per kilowatt hour.
$/KW-DAY......................  Dollars per kilowatt day.
$/KW-MO.......................  Dollars per kilowatt month.
$/KW-WK.......................  Dollars per kilowatt week.
$/KW-YR.......................  Dollars per kilowatt year.
$/MW..........................  Dollars per megawatt.
$/MWH.........................  Dollars per megawatt hour.
$/MW-DAY......................  Dollars per megawatt day.
$/MW-MO.......................  Dollars per megawatt month.
$/MW-WK.......................  Dollars per megawatt week.
$/MW-YR.......................  Dollars per megawatt year.
$/MVAR-YR.....................  Dollars per megavar year.
$/RKVA........................  Dollars per reactive kilovar
                                amperes.
CENTS.........................  Cents.
CENTS/KVR.....................  Cents per kilovolt amperes.
CENTS/KWH.....................  Cents per kilowatt hour.
FLAT RATE.....................  Rate not specified in any
                                other units.
------------------------------------------------------------------------

[FR Doc. E7-19484 Filed 10-3-07; 8:45 am]

BILLING CODE 6717-01-P
