                             SUPPORTING STATEMENT
	ENVIRONMENTAL PROTECTION AGENCY
	
NSPS for Coal Preparation and Processing Plants (40 CFR Part 60, Subpart Y) (Renewal) 

1.  Identification of the Information Collection

      1(a)  Title of the Information Collection

NSPS for Coal Preparation and Processing Plants (40 CFR Part 60, Subpart Y) (Renewal),    EPA ICR Number 1062.13, OMB Control Number 2060-0122. 

      1(b)  Short Characterization/Abstract		

      The New Source Performance Standards (NSPS) for Coal Preparation and Processing Plants were proposed on October 24, 1974, promulgated on January 15, 1976, and amended on October 8, 2009.  These regulations apply to existing and new facilities that perform coal preparation and processing activities.  The 2009 final rule amendment includes revisions to the emission limits for particulate matter (PM) and opacity standards for thermal dryers, pneumatic coal cleaning equipment, and coal handling equipment (coal processing and conveying equipment, coal storage systems, and coal transfer and loading systems) located at coal preparation and processing plants that commence construction, modification, or reconstruction after April 28, 2008.  The amendment also establishes a sulfur dioxide (SO2) emission limit and  a combined nitrogen oxide (NOx) and carbon monoxide (CO) emissions limit for thermal dryers, and establishes work practice standards to control fugitive coal dust emissions from open storage piles located at coal preparation and processing plants that commence construction, modification, or reconstruction after May 27, 2009.  This information is being collected to assure compliance with 40 CFR part 60, subpart Y.

      In general, all NSPS standards require initial notifications, performance tests, and periodic reports by the owners/operators of the affected facilities.  They are also required to maintain records of the occurrence and duration of any startup, shutdown, or malfunction in     the operation of an affected facility, or any period during which the monitoring system is inoperative.  These notifications, reports, and records are essential in determining compliance, and are required of all affected facilities subject to NSPS.  

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      Any owner/operator subject to the provisions of this part shall maintain a file of these measurements, and retain the file for at least two years following the date of such measurements, maintenance reports, and records.  All reports are sent to the delegated state or local authority.   In the event that there is no such delegated authority, the reports are sent directly to the U. S. Environmental Protection Agency (EPA) regional office.
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      Over the next three years, an average of 1,037 respondents per year will be subject to the standard, with an additional 5 respondents per year will become subject to the standard.  
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      The Office of Management and Budget (OMB) approved the currently active ICR without any "Terms of Clearance."
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 	The "Affected Public" is owners or operators of coal preparation and processing plants.  The burden to the "Affected Public" may be found below in Table 1: Annual Respondent Burden and Cost  -  NSPS for Coal Preparation and Processing Plants (40 CFR Part 60, Subpart Y) (Renewal).  The burden to the "Federal Government" is attributed entirely to work performed by either Federal employees or government contractors; this burden is found below in Table 2: Average Annual EPA Burden and Cost  -  NSPS for Coal Preparation and Processing Plants (40 CFR Part 60, Subpart Y) (Renewal). 

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2.  Need for and Use of the Collection
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      2(a)  Need/Authority for the Collection
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      The EPA is charged under Section 111 of the Clean Air Act (CAA), as amended,            to establish standards of performance for new stationary sources that reflect: 
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            . . . application of the best technological system of continuous emissions reduction which (taking into consideration the cost of achieving such emissions reduction, or any non-air quality health and environmental impact and energy requirements) the Administrator determines has been adequately demonstrated.  Section 111(a)(l).
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The Agency refers to this charge as selecting the best demonstrated technology (BDT).  Section 111 also requires that the Administrator review and, if appropriate, revise such standards every four years. 
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      In addition, section 114(a) states that the Administrator may require any owner/operator subject to any requirement of this Act to: 
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            (A) Establish and maintain such records; (B) make such reports; (C) install, use, and maintain such monitoring equipment, and use such audit procedures, or methods; (D) sample such emissions (in accordance with such procedures or methods, at such locations,    at such intervals, during such periods, and in such manner as the Administrator shall prescribe); (E) keep records on control equipment parameters, production variables or other indirect data when direct monitoring of emissions is impractical; (F) submit compliance certifications in accordance with Section 114(a)(3); and (G) provide such other information as the Administrator may reasonably require.
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      In the Administrator's judgment, PM, SO2, NOx, and CO emissions from coal preparation and processing plants cause or contribute to air pollution that may reasonably be anticipated to endanger public health or welfare.  Therefore, the NSPS were promulgated for this source category at 40 CFR part 60, subpart Y.
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      2(b)  Practical Utility/Users of the Data
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      The recordkeeping and reporting requirements in the standard ensure compliance with  the applicable regulations which where promulgated in accordance with the Clean Air Act.  The collected information is also used for targeting inspections and as evidence in legal proceedings.
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      Performance tests are required in order to determine an affected facility's initial capability to comply with the emission standard. Continuous emission monitors are used to ensure compliance with the standard at all times. During the performance test a record of the operating parameters under which compliance was achieved may be recorded and used to determine compliance in place of a continuous emission monitor.  
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      The notifications required in the standard are used to inform the Agency or its    delegated authorities when a source becomes subject to the requirements of the regulations.    The reviewing authority may then inspect the source to check if the pollution control devices are properly installed and operated and/or leaks are being detected and repaired and the standards are being met.  The performance test may also be observed.
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      The required semiannual reports are used to determine periods of excess emissions, identify problems at the facility, verify operation/maintenance procedures and for compliance determinations.
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3.  Non-duplication, Consultations, and Other Collection Criteria
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      The requested recordkeeping and reporting are required under 40 CFR part 60, subpart Y.
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      3(a)  Non-duplication
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       If the subject standards have not been delegated, the information is sent directly to the appropriate EPA regional office.  Otherwise, the information is sent directly to the delegated state or local agency.  If a state or local agency has adopted its own similar standards to implement the Federal standards, a copy of the report submitted to the state or local agency can be sent to the Administrator in lieu of the report required by the Federal standards.  Therefore,  duplication does not exist.
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      3(b)  Public Notice Required Prior to ICR Submission to OMB
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      An announcement of a public comment period for the renewal of this ICR was published in the Federal Register (77 FR 47631) on August 9, 2012.  No comments were received on the burden published in the Federal Register.
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      3(c)  Consultations

      The Agency has consulted industry experts and internal data sources to project the number of affected facilities and industry growth over the next three years.  The primary source of information as reported by industry, in compliance with the recordkeeping and reporting provisions in the standard, is the Online Tracking Information System (OTIS) which is operated and maintained by EPA's Office of Compliance.  OTIS is EPA's database for the collection, maintenance, and retrieval of all compliance data.  The growth rate for the industry is based on our consultations with the Agency's internal industry experts. 

      Industry trade associations and other interested parties were provided an opportunity to comment on the burden associated with the standard as it was being developed and the standards have previously been reviewed to determine the minimum information needed for compliance purposes.  During the development of the current ICR, we contacted: 1) the American Public Power Association (APPA), at (202) 467-2900; 2) the National Mining Association (NMA), at (202) 463-2600; and 3) the American Petroleum Institute (API), at    (202) 682-8000.

      It is our policy to respond after a thorough review of comments received since the last ICR renewal as well as those submitted in response to the first Federal Register notice.  In this case, no comments were received. 

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      3(d)  Effects of Less Frequent Collection
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      Less frequent information collection would decrease the margin of assurance that facilities are continuing to meet the standards.  Requirements for information gathering and recordkeeping are useful techniques to ensure that good operation and maintenance practices   are applied and emission limitations are met.  If the information required by these standards    was collected less frequently, the proper operation and maintenance of control equipment and  the possibility of detecting violations would be less likely.
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      3(e)  General Guidelines
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      These reporting or recordkeeping requirements do not violate any of the regulations promulgated by OMB under 5 CFR part 1320, section 1320.5.
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      These standards require the respondents to maintain all records, including reports and notifications for at least five years.  This is consistent with the General Provisions as applied to the standards.  EPA believes that the five-year records retention requirement is consistent the Part 70 permit program and the five-year statute of limitations on which the permit program is based.  The retention of records for five years allows EPA to establish the compliance history of a source, any pattern of non-compliance and to determine the appropriate level of enforcement action.  EPA has found that the most flagrant violators have violations extending beyond five years.  In addition, EPA would be prevented from pursuing the violators due to the destruction or nonexistence of essential records.
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      3(f)  Confidentiality
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      Any information submitted to the Agency for which a claim of confidentiality is made will be safeguarded according to the Agency policies set forth in Title 40, chapter 1, part 2, subpart B - Confidentiality of Business Information (CBI) (see 40 CFR 2; 41 FR 36902, September 1, 1976; amended by 43 FR 40000, September 8, 1978; 43 FR 42251, September 20, 1978; 44 FR 17674, March 23, 1979).
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      3(g)  Sensitive Questions
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      The reporting or recordkeeping requirements in the standard do not include sensitive questions.
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4.  The Respondents and the Information Requested
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      4(a)  Respondents/SIC Codes
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      The respondents to the recordkeeping and reporting requirements are owners and operators of coal preparation and processing plants.  The United States Standard Industrial Classification (SIC) codes for the respondents affected by the standards and the corresponding North American Industry Classification System (NAICS) codes are listed below for this source category.
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Standard (40 CFR Part 60, Subpart Y)
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SIC Codes
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NAICS Codes
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Bituminous Coal and Lignite Surface Mining
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1221
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212111
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Bituminous Coal Underground Mining 
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1222
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212112
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Fossil Fuel Electric Power Generation
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4911, 4931, 4939
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221112
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American Indian and Alaska Native Tribal Governments
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8641
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921150
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Anthracite Mining 
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1231
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212113
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Support Activities for Coal Mining
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1241
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213113
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Paper (except Newsprint) Mills
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2611, 2621
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322121
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Petrochemical Manufacturing
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2865, 2869
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325110
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All Other Petroleum and Coal Products Manufacturing
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2999, 3312
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324199
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Cement Manufacturing
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3241
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327310
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Iron and Steel Mills
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3312
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331111
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      4(b)  Information Requested
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            (i)  Data Items
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      In this ICR, all the data that is recorded or reported is required by the NSPS for Coal Preparation and Processing Plants (40 CFR Part 60, Subpart Y).  
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      A source must make the following reports:
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Notifications
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Notification and application of construction or modification.
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60.7(a)
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Notification of anticipated date of initial startup.
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60.7(a)
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Notification of actual startup.
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60.7(a)
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Notification of physical or operational change which may increase the emission rate.
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60.7(a)
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Notification of performance test.
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60.8
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Reports
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Initial performance test results
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60.258(c)
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Repeat performance test results
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60.258(d)
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Semiannual excess emission reports
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60.7(c), 60.258(b)
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      A source must keep the following records:
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Recordkeeping
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Startups, shutdowns, malfunctions, periods where the continuous monitoring system is inoperative
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60.7(b)
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Maintain a written or electronic logbook
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60.258(a)
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Records are required to be retained for two (2) years
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60.7(f)
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Records of ongoing monitoring
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60.7(f)
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Fugitive Coal Dust Emissions Control Plan
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60.254(c)
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Bag Leak Detection System Site-Specific Plan
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60.256(c)
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Electronic Reporting
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      Some of the respondents are using monitoring equipment that automatically records parameter data.  Although personnel at the affected facility must still evaluate the data, internal automation has significantly reduced the burden associated with monitoring and recordkeeping at a plant site. 
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      Also, regulatory agencies in cooperation with the respondents continue to create reporting systems to transmit data electronically.  However, electronic reporting systems are still not widely used.  At this time, it is estimated that approximately 10 percent of the respondents use electronic reporting.
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            (ii)  Respondent Activities	
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Respondent Activities
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Read instructions.
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Perform initial performance test using EPA Method 5, 9, and 22, and repeat performance tests if necessary.
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Write the notifications and reports listed above.
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Enter information required to be recorded above.
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Submit the required reports developing, acquiring, installing, and utilizing technology and systems for the purpose of collecting, validating, and verifying information.
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Develop, acquire, install, and utilize technology and systems for the purpose of processing and maintaining information.
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Develop, acquire, install, and utilize technology and systems for the purpose of disclosing and providing information.
Adjust the existing ways to comply with any previously applicable instructions and requirements.
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Train personnel to be able to respond to a collection of information.
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Transmit, or otherwise disclose the information.
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      Currently sources are using monitoring and reporting equipment that provide parameter data in an automated way e.g., continuous parameter monitoring system.  Although personnel at the source still need to evaluate the data, this type of monitoring equipment has significantly reduced the burden associated with monitoring and recordkeeping. 
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5.  The Information Collected:  Agency Activities, Collection Methodology, and Information Management
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      5(a)  Agency Activities
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      EPA conducts the following activities in connection with the acquisition, analysis, storage, and distribution of the required information.
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Agency Activities
Observe initial performance tests and repeat performance tests if necessary.
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Review notifications and reports, including performance test reports, and excess emissions reports, required to be submitted by industry.
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Audit facility records.
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Input, analyze, and maintain data in the Online Tracking Information System (OTIS). 
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      5(b)  Collection Methodology and Management
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      Following notification of startup, the reviewing authority could inspect the source           to determine whether the pollution control devices are properly installed and operated.  Performance test reports are used by the Agency to discern a source's initial capability to comply with the emission standard. Data and records maintained by the respondents are tabulated and published for use in compliance and enforcement programs.  The semiannual reports are used  for problem identification, as a check on source operation and maintenance, and for compliance determinations.
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      Information contained in the reports is entered into OTIS which is operated and maintained by EPA's Office of Compliance.  OTIS is EPA's database for the collection, maintenance, and retrieval of compliance data for approximately 125,000 industrial and government-owned facilities.  EPA uses the OTIS for tracking air pollution compliance and enforcement by local and state regulatory agencies, EPA regional offices and EPA headquarters.  EPA and its delegated Authorities can edit, store, retrieve and analyze the data.
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       The records required by this regulation must be retained by the owner/operator for two years.
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      5(c)  Small Entity Flexibility
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      There are no small entities (i.e., small businesses) affected by this regulation.  However, it is not clear if any future facilities subject to the NSPS would be owned by small entities.  Due to technical considerations involving the process operations and the types of control equipment employed, the recordkeeping and reporting requirements are the same for both small and large entities.  The Agency considers these to be the minimum requirements needed to ensure compliance and, therefore, cannot reduce them further for small entities.  To the extent that larger businesses can use economies of scale to reduce their burden, the overall burden will       be reduced.
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      5(d)  Collection Schedule
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      The specific frequency for each information collection activity within this request is shown in below Table 1: Annual Respondent Burden and Cost  -  NSPS for Coal Preparation   and Processing Plants (40 CFR Part 60, Subpart Y) (Renewal).
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6.  Estimating the Burden and Cost of the Collection
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      Table 1 documents the computation of individual burdens for the recordkeeping and reporting requirements applicable to the industry for the subpart included in this ICR.  The individual burdens are expressed under standardized headings believed to be consistent with the concept of burden under the Paperwork Reduction Act.  Wherever appropriate, specific tasks and major assumptions have been identified.  Responses to this information collection are mandatory.
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      The Agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB Control Number.
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      6(a)  Estimating Respondent Burden
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      The average annual burden to industry over the next three years from these record-keeping and reporting requirements is estimated to be 41,998 (Total Labor Hours from Table 1).   These hours are based on Agency studies and background documents from the development of the regulation, Agency knowledge and experience with the NSPS program, the previously approved ICR, and any comments received.
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      6(b)  Estimating Respondent Costs
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            (i)  Estimating Labor Costs 
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      This ICR uses the following labor rates: 
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            Managerial	$121.44 ($57.83+ 110%)   
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            Technical	$100.23 ($47.73 + 110%)
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            Clerical	$50.51 ($24.05 + 110%)
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These rates are from the United States Department of Labor, Bureau of Labor Statistics, March 2012, "Table 2. Civilian Workers, by occupational and industry group."  The rates are from column 1, "Total compensation."  The rates have been increased by 110 percent to account for the benefit packages available to those employed by private industry.
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            (ii)  Estimating Capital/Startup and Operation and Maintenance Costs
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      The type of industry costs associated with the information collection activities in the subject standard are both labor costs which are addressed elsewhere in this ICR and the costs associated with continuous monitoring.  The capital/startup costs are one-time costs when a facility becomes subject to the regulation.  The annual operation and maintenance costs are the ongoing costs to maintain the monitors and other costs such as photocopying and postage.
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            (iii)  Capital/Startup vs. Operation and Maintenance (O&M) Costs
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Capital/Startup vs. Operation and Maintenance (O&M) Costs
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(A)
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Continuous Monitoring Device
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(B)
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Capital/Startup Cost for One Respondent
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(C)
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Number of New Respondents[1]
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(D)
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Total Capital/Startup Cost,  (B X C)
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(E)
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Annual O&M Costs for One Respondent
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(F)
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Number of Respondents  with O&M
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(G)
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Total O&M,
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(E X F)
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Bag leak detection systems [2]
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$48,180
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5
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$240,900
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NA
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NA
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NA
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Method 5 test [3]
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$7,000
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5
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$35,000
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NA
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NA
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NA
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Method 9 test [3]
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$1,300
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5
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$6,500
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NA
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NA
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NA
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Purchase supplies [4]
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NA
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NA
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NA
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$2,735
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24
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$65,640
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TOTAL
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$282,400
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$65,640
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[1] EPA assumes that all new coal preparation and process plants consist of coal processing and conveying equipment, coal storage systems, coal transfer and loading systems, and open storage piles. The estimates are based on conservative control implementation assumption that all affected respondents will choose to use enclosures vented to fabric filters to comply with the rule. In actuality many respondents are expected to choose alternative controls allowed under the rule, such as fogging systems, wet suppression, and passive enclosure containment system (PECS) that do not require Method 5 performance testing. 
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[2]The capital cost associated with procurement and installation of bag leak detection systems for the fabric filters was annualized assuming a 7 percent interest rate and 10-year life (i.e., capital recovery factor of 0.1424).  
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3 Both Method 5 and Method 9 testing are usually conducted by a contractor such that the cost of the emissions testing. 
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[4]The annual costs associated with the purchase of monitoring, recordkeeping, and reporting supplies is estimated to be $38,290 for 14 facilities ($38,290/14 = $2,735 per facility). These costs are assumed to only apply to facilities subject to the final rule amendment (i.e. facilities constructed, reconstructed, or modified after April 28, 2008). 
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      The total capital/startup costs for this ICR are $282,400.  This is the total of column D in the above table. 
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      The total operation and maintenance (O&M) costs for this ICR are $65,640.  This is the total of column G. 
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      The average annual cost for capital/startup and operation and maintenance costs             to industry over the next three years of the ICR is estimated to be $348,040.  These are recordkeeping costs.
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      6(c)  Estimating Agency Burden and Cost
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      The only costs to the Agency are those costs associated with analysis of the reported information.  EPA's overall compliance and enforcement program includes activities such as    the examination of records maintained by the respondents, periodic inspection of sources of emissions, and the publication and distribution of collected information. 
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      The average annual Agency cost during the three years of the ICR is estimated to be $450,215.  
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      This cost is based on the average hourly labor rate as follows:

		Managerial	$62.27 (GS-13, Step 5, $38.92 + 60%) 
		Technical	$46.21 (GS-12, Step 1, $28.88 + 60%)
		Clerical	$25.01 (GS-6, Step 3, $15.63 + 60%)
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These rates are from the Office of Personnel Management (OPM), 2012 General Schedule, which excludes locality, rates of pay.  The rates have been increased by 60 percent to account for the benefit packages available to government employees.  Details upon which this estimate is based appear below in Table 2: Average Annual EPA Burden and Cost  -  NSPS for Coal Preparation and Processing Plants (40 CFR Part 60, Subpart Y) (Renewal).
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      6(d)  Estimating the Respondent Universe and Total Burden and Costs
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      Based on our research for this ICR, on average over the next three years, approximately 1,032 existing respondents will be subject to the standard.  It is estimated that an additional 5 respondents per year will become subject.  The overall average number of respondents, as shown in the table below is 1,037 per year.  
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      The number of respondents is calculated using the following table that addresses the three years covered by this ICR.  
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Number of Respondents
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Year
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(A)
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Number of New Respondents [1]
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(B)
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Number of Existing Respondents
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(C)
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Number of Existing  Respondents that keep records but do not submit reports
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(D)
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Number of Existing Respondents That Are Also New Respondents
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(E)
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Number of Respondents
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(E=A+B+C-D)
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1
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5
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1,027
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0
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0
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1,032
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2
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5
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1,032
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0
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0
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1,037
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3
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5
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1,037
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0
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0
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1,042
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Average
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5
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1,032
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0
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0
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1,037
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[1] New respondent include sources with constructed, reconstructed and modified affected facilities. This ICR assumes an industry growth rate of 14 new sources over a three-year period, or 4.7 (rounded to 5) sources per year. 
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      Column D is subtracted to avoid double-counting respondents.  As shown above, the average Number of Respondents over the three year period of this ICR is 1,037. 
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      The total number of annual responses per year is calculated using the following table: 
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Total Annual Responses
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(A)
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Information Collection Activity
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(B)
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Number of Respondents[1]
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(C)
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Number of Responses 
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(D)
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Number of Existing Respondents That Keep Records But Do Not Submit Reports
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(E)
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Total Annual  Responses
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E=(BxC)+D
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Notification of construction/reconstruction commencement
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5
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1
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0
                                       5
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Notification of actual startup
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5
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1
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0
                                       5
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Notification of initial performance tests except coal dump trucks
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5
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8
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0
                                      40
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Notification of initial performance test for coal truck dumps
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0.7
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1
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0
                                      0.7
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Notification of repeat performance test except coal truck dumps
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5
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0.5
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0
                                      2.5
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Notification of repeat performance test for coal truck dumps
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0.7
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3
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0
                                      2.1
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Notification of physical or operational change
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5
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1
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0
                                       5
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Performance test reports except coal truck dumps
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5
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8.5
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0
                                     42.5
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Performance test reports for coal truck dumps
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0.7
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4
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0
                                      2.8
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Semiannual Excess Emissions Report
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1,037
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2
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0
                                     2,074
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Total
                                    2,179.6
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      [1] This ICR assumes an industry growth rate of 5 new sources per year. Additionally, the ICR assumes that two of the new
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      sources over a three-year period (2 sources/3 = 0.7 source/year) will have the type of coal truck dump affected facilities
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      subject to the 2009 rule amendment. 
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      The number of Total Annual Responses is 2,180 (rounded).
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      The total annual labor costs are $4,066,701.  Details regarding these estimates may be found below in Table 1:  Annual Respondent Burden and Cost  -  NSPS for Coal Preparation  and Processing Plants (40 CFR Part 60, Subpart Y) (Renewal).
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      6(e)  Bottom Line Burden Hours and Cost Tables
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      The detailed bottom line burden hours and cost calculations for the respondents and      the Agency are shown in Tables 1 and 2, respectively, and summarized below.  
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            (i) Respondent Tally
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      The total annual labor hours are 41,998 at a cost of $4,066,701.  Details regarding these estimates may be found below in Table 1: Annual Respondent Burden and Cost  -  NSPS for Coal Preparation and Processing Plants (40 CFR Part 60, Subpart Y) (Renewal).  
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      Furthermore, the annual public reporting and recordkeeping burden for this collection of information is estimated to average 19 hours per response.
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      The total annual capital/startup and O&M costs to the regulated entity are $348,040.   The cost calculations are detailed in Section 6(b)(iii), Capital/Startup vs. Operation and Maintenance (O&M) Costs.
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            (ii) The Agency Tally
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      The average annual Agency burden and cost over next three years is estimated to be 9,991 labor hours at a cost of $450,215.  See below Table 2: Average Annual EPA Burden and Cost  -  NSPS for Coal Preparation and Processing Plants (40 CFR Part 60, Subpart Y) (Renewal).
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      6(f)  Reasons for Change in Burden
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      There is an adjustment increase in the total estimated burden as currently identified in  the OMB Inventory of Approved Burdens.  This increase is not due to any program changes.  The change in the burden and cost estimates occurred because the most recent ICR reflects burdens associated with the final rule amendment, which only applies to sources constructed, reconstructed, or modified on or after April 28, 2008 (i.e. new sources).  This ICR estimates the burdens for both existing sources subject to the standard and new sources covered under the rule amendment.  Additionally, this ICR uses updated labor rates to calculate all burden costs.  This results in an increase in labor hours and costs for both the respondents and the Agency.  
      
      There is an adjustment decrease in capital/startup costs in this ICR as compared to the previous ICR.  The decrease occurred because the previous ICR assumes all new sources were constructed during Year 1 of the three-year period, and that all capital/startup costs for new sources were incurred that year.  This ICR assumes a constant growth rate in the respondent universe over the three-year period and calculates the average capital/startup costs per year. 
      
      Additionally, there is an increase in the total O&M costs.  The increase is due to a  growth in the respondent universe subject to on-going O&M costs since the last ICR.  
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      6(g)  Burden Statement
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      The annual public reporting and recordkeeping burden for this collection of information is estimated to average 19 hours per response.  Burden means the total time, effort, or financial resources expended by persons to generate, maintain, retain, or disclose or provide information to or for a Federal agency.  This includes the time needed to review instructions; develop, acquire, install, and utilize technology and systems for the purposes of collecting, validating, and verifying information, processing and maintaining information, and disclosing and providing information; adjust the existing ways to comply with any previously applicable instructions and requirements; train personnel to be able to respond to a collection of information; search data sources; complete and review the collection of information; and transmit or otherwise disclose the information.
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      An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a valid OMB Control Number.  The OMB Control Numbers for EPA regulations are listed at 40 CFR part 9 and 48 CFR chapter 15.

	To comment on the Agency's need for this information, the accuracy of the provided burden estimates, and any suggested methods for minimizing respondent burden, including the use of automated collection techniques, EPA has established a public docket for this ICR under Docket ID Number EPA-HQ-OECA-2012-0498.  An electronic version of the public docket is available at http://www.regulations.gov/ which may be used to obtain a copy of the draft collection of information, submit or view public comments, access the index listing of the contents of the docket, and to access those documents in the public docket that are available electronically.  When in the system, select "search," then key in the docket ID number identified in this document.  The documents are also available for public viewing at the Enforcement and Compliance Docket and Information Center in the EPA Docket Center (EPA/DC), EPA West, Room 3334, 1301 Constitution Ave., NW, Washington, DC.  The EPA Docket Center Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays.  The telephone number for the Reading Room is (202) 566-1744, and the telephone number for the docket center is (202) 566-1752.  Also, you can send comments to the Office of Information and Regulatory Affairs, Office of Management and Budget, 725 17th Street, NW, Washington, DC 20503, Attention: Desk Officer for EPA.  Please include the EPA Docket ID Number EPA-HQ-OECA-2012-0498 and OMB Control Number 2060-0122 in any correspondence. 

Part B of the Supporting Statement

This part is not applicable because no statistical methods were used in collecting this information.

Table 1: Annual Respondent Burden and Cost  -  NSPS for Coal Preparation and Processing Plants (40 CFR Part 60, Subpart
   Y) (Renewal)
                                       
                                  Burden Item
                           (A)
Hours per Occurrence
                    (B)
Occurrence per Respondent per Year
                   (C)
Hours per Respondent per Year
(A x B)
                         (D)
Respondents per Year [a]
                     (E)
Technical Hours per Year
(C x D)
                   (F)
Managerial Hours per Year
(E x 0.05)
                     (G)
Clerical Hours per Year
(E x 0.1)
                                 (H)
Cost per 
                                   Year [b]
1. Applications
                                      N/A
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
2. Survey and studies
                                      N/A
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
3. Report Requirements
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
A. Read Instructions
                                      2 
                                       1
                                       2
                                       5
                                      10
                                      0.5
                                       1
                                                                      $1,113.53
B. Required Activities
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
a. Initial Performance Tests 
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
Supervise Method 5 stack test performed by 
contractor service
                                       8
                                       1
                                       8
                                       5
                                      40
                                       2
                                       4
                                                                      $4,454.12
Supervise Method 9 opacity test performed by 
contractor service (except coal truck dumps)
                                       2
                                       1
                                       2
                                       5
                                      10
                                      0.5
                                       1
                                                                      $1,113.53
Supervise quarterly Method 9 opacity test 
performed by contractor service [c]
                                       4
                                       1
                                       4
                                      0.7
                                      2.8
                                     0.14
                                     0.28
                                                                        $311.79
b. Repeat Performance Tests 
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
Supervise Method 5 stack test performed by 
contractor service
                                       8
                                       0
                                       0
                                       5
                                       0
                                       0
                                       0
                                                                             $0
Supervise Method 9 opacity test performed by 
contractor service (except coal truck dumps)
                                       2
                                      0.5
                                       1
                                       5
                                       5
                                     0.25
                                      0.5
                                                                        $556.77
Supervise quarterly Method 9 opacity test
 performed by contractor service [c]
                                       4
                                       3
                                      12
                                      0.7
                                      8.4
                                     0.42
                                     0.84
                                                                        $935.37
c. Compliance Monitoring and Inspection 
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
Daily plant walkthrough visual observation of
affected facilities for visible emissions
                                       1
                                      350
                                      350
                                      12
                                     4,200
                                      210
                                      420
                                                                    $467,682.60
                        Monthly visual inspection of control equipment
                        used for affected facilities subject to opacity
                        standards
                                       1
                                      36
                                      36
                                      12
                                      432
                                     21.6
                                     43.2
                                                                     $48,104.50
Coal handling affected facilities using fabric filter -
inspect bag leak detectors (BLD) [d]
                                     0.25
                                      175
                                     43.75
                                      24
                                     1,050
                                     52.5
                                      105
                                                                    $116,920.65
d. Site-specific Emission Control Plans
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
Prepare "Fugitive Emission Control Plan"
                                      40
                                       1
                                      40
                                       5
                                      200
                                      10
                                      20
                                                                     $22,270.60
Prepare "BLD Monitoring Plan"
                                      40
                                       1
                                      40
                                       5
                                      200
                                      10
                                      20
                                                                     $22,270.60
e. Site-specific Emission Controls Operation Logbook
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
Prepare logbook
                                       8
                                       1
                                       8
                                       5
                                      40
                                       2
                                       4
                                                                      $4,454.12
Record required emission control equipment
 Operating and maintenance data
                                      0.5
                                      350
                                      175
                                       5
                                      875
                                     43.75
                                     87.5
                                                                     $97,433.88
C. Create Information
                                    See 3B
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
D. Gather Existing Information
                                    See 3E
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
E. Write Report
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
a. Notifications 
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
Notification of construction/reconstruction 
commencement
                                       2
                                       1
                                       2
                                       5
                                      10
                                      0.5
                                       1
                                                                      $1,113.53
Notification of actual startup
                                       2
                                       1
                                       2
                                       5
                                      10
                                      0.5
                                       1
                                                                      $1,113.53
Notification of initial performance tests except coal 
dump trucks
                                       2
                                       8
                                      16
                                       5
                                      80
                                       4
                                       8
                                                                      $8,908.24
Notification of initial performance test for coal
 truck dumps [c]
                                       2
                                       1
                                       2
                                      0.7
                                      1.4
                                     0.07
                                     0.14
                                                                        $155.89
Notification of repeat performance test except coal
truck dumps
                                       1
                                      0.5
                                      0.5
                                       5
                                      2.5
                                     0.13
                                     0.25
                                                                        $278.38
Notification of repeat performance test for coal
 truck dumps [c]
                                       1
                                       3
                                       3
                                      0.7
                                      2.1
                                     0.11
                                     0.21
                                                                        $233.84
Notification of physical or operational change
                                       2
                                       1
                                       2
                                       5
                                      10
                                      0.5
                                       1
                                                                      $1,113.53
b. Reports
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
        Performance test reports except coal truck dumps
        (review and transmit report prepared by test
        contractor)
                                       4
                                      8.5
                                      34
                                       5
                                      170
                                      8.5
                                      17
                                                                     $18,930.01
Performance test reports for coal truck dumps
 (review and transmit report prepared by test
 contractor) [c]
                                       2
                                       4
                                       8
                                      0.7
                                      5.6
                                     0.28
                                     0.56
                                                                        $623.58
Semiannual excess emissions report [e]
                                       8
                                       2
                                      16
                                     1,037
                                    16,592
                                     829.6
                                    1,659.2
                                                                  $1,847,568.98
Subtotal for Reporting Requirements
                                       
                                       
                                       
                                       
                                    27,550
                                                                  $2,667,661.55
4. RECORDKEEPING REQUIREMENTS
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
A. Read Instructions
                                    See 3A
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
B. Plan Activities
                                    See 3B
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
C. Implement Activities
                                    See 3B
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
D. Record Data
                                    See 3B
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
E. Time to Transmit or Disclose Information
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
Electronically transmit data [f]
                                       1
                                      12
                                      12
                                     1,037
                                    12,444
                                      622
                                     1,244
                                                                  $1,385,676.73
F. Time to Train Personnel
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
Plant personnel walkthrough observation procedure [g]
                                       8
                                       3
                                      24
                                       5
                                      120
                                       6
                                      12
                                                                     $13,362.36
G. Time for Audits
                                      N/A
 
 
 
 
 
 
                                                                              
Subtotal for Recordkeeping Requirements
 
 
 
 
                                    14,448
                                                                  $1,399,039.09
Total Annual Labor Burden and Costs (rounded)
 
 
 
 
                                    41,998
                                                                     $4,066,701

Assumptions:
[a]  We have assumed that the average number  of sources that will be subject to the standard will be 1,037.  There will be five additional new source per year that will become subject to the rule over the three-year period of this ICR
      b  This ICR uses the following labor rates:  $121.44 per hour for Executive, Administrative, and Managerial labor; $100.23 per hour for Technical labor, and $50.51
per hour for Clerical labor.  These rates are from the United States Department of Labor, Bureau of Labor Statistics, March 2012 "Table 2. Civilian Workers, by occupational and industry group."  The rates are from column 1,"Total compensation."  The rates have been increased by 110 percent to account for the benefit packages available to those employed by private industry. 
[c]   This ICR assumes that 2 of the 14 new sources over a 3-year period (2 sources/3 = 0.7 source/year) will have the type of coal truck dump affected facilities subject to the 2009 rule amendment. 
d  These requirements only apply to sources subject to the 2009 final rule amendment, i.e. sources constructed, reconstructed, or modified after April 28, 2008. EPA assumes that on average over the period covered under this ICR, there are 24 sources subject to the final rule amendment. EPA also assumes that 50 percent of sources elect to perform daily walkthrough visual emission observations for compliance monitoring, and 50 percent of sources elect to perform repeat Method 9 opacity testing for compliance monitoring. 
[e]  All new and existing sources are subject to semiannual reporting.
[f]  We have assumed that each respondent will take one hour once per month to transmit electronic data. 
[g]  We have assumed that each new respondent will take eight hours three time per year to observe procedures.
Table 2: Average Annual EPA Burden and Cost  -  NSPS for Coal Preparation and Processing Plants (40 CFR Part 60, Subpart
 Y) (Renewal)

                                  Burden Item
                         (A)
EPA Hours per Occurrence
                       (B)
Occurrence per Plant per Year
                   (C)
EPA Hours per Plant per Year
(A x B)
                            (D)
Plants per Year [a]
                     (E)
Technical Hours per Year
(C x D)
                   (F)
Managerial Hours per Year
(E x 0.05)
                     (G)
Clerical Hours per Year
(E x 0.1)
                                 (H)
Cost per 
                                    Year b
Notification Review 
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                       
Construction/reconstruction commencement 
Notifications
                                       1
                                       1
                                       1
                                       5
                                       5
                                     0.25
                                      0.5
                                                                        $259.12
Actual startup notifications
                                       1
                                       1
                                       1
                                       5
                                       5
                                     0.25
                                      0.5
                                                                        $259.12
Performance test notifications
                                       1
                                       9
                                       9
                                       5
                                      45
                                     2.25
                                      4.5
                                                                      $2,295.97
Physical or Operational Change
                                       1
                                       1
                                       1
                                       5
                                       5
                                     0.25
                                      0.5
                                                                        $259.12
Site-Specific Emission Control Plan Review 
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
Review site-specific "Fugitive Emission Control Plan"
                                       8
                                       1
                                       8
                                       5
                                      40
                                       2
                                       4
                                                                      $2,072.98
Review site-specific "Bag Leak Detection Monitoring 
Plan"
                                       8
                                       1
                                       8
                                       5
                                      40
                                       2
                                       4
                                                                      $2,072.98
Compliance Demonstration Reports Review
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
Review performance test reports
                                       4
                                       9
                                      36
                                       5
                                      180
                                       9
                                      18
                                                                      $9,328.41
Review semi-annual excess emissions reports [c]
                                       4
                                       2
                                       8
                                     1,037
                                     8,296
                                     414.8
                                     829.6
                                                                    $429,936.05
Coal Preparation Plant Site Visits
                                       
                                       
                                       
                                       
                                       
                                       
                                       
                                                                              
Observe Method 5 Performance Test
                                      24
                                       1
                                      24
                                       1
                                      24
                                      1.2
                                      2.4
                                                                      $1,243.79
Observe Method 9 Performance Test
                                      24
                                       1
                                      24
                                       2
                                      48
                                      2.4
                                      4.8
                                                                      $2,487.58
Total Annual Labor Burden and Costs (rounded)
 
 
 
 
                                     9,991
                                                                       $450,215

Assumptions: 
[a]  We have assumed that the average number  of sources that will be subject to the standard will be 1,037.  There will be five additional new source per year that will become subject to the rule over the three-year period of this ICR.
[b]  This ICR uses the following labor rates: Managerial $62.27 (GS-13, Step 5, $38.92 + 60%); Technical $46.21 (GS-12, Step 1, $28.88 + 60%); and Clerical $25.01 (GS-6, Step 3, $15.63 + 60%).  These rates are from the Office of Personnel Management (OPM), 2012 General Schedule, which excludes locality, rates of pay.  The rates have been increased by 60 percent to account for the benefit packages available to government employees.
[c]  We have assumed that all sources are subject to semiannual excess emissions reporting.
