
[Federal Register Volume 78, Number 106 (Monday, June 3, 2013)]
[Rules and Regulations]
[Pages 32981-32988]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-13076]


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DEPARTMENT OF COMMERCE

Bureau of Industry and Security

15 CFR Part 748

[Docket No. 130521487-3487-01]
RIN 0694-AF92


Addition, Removals, and Revisions to the List of Validated End-
Users in the People's Republic of China

AGENCY: Bureau of Industry and Security, Commerce.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: In this rule, the Bureau of Industry and Security (BIS) amends 
the Export Administration Regulations (EAR) to improve the display and 
readability of the list of Validated End-Users (VEU) and their 
respective eligible items and destinations; revise the existing VEU 
listing for the People's Republic of China (PRC) to add one end-user, 
Shanghai Huahong Grace Semiconductor Manufacturing Corporation, Ltd. 
(HHGrace); remove two end-users, Grace Semiconductor Manufacturing 
Corporation (GSMC) and Shanghai Huahong NEC Electronics Company, Ltd. 
(HHNEC); and update the list of eligible items for CSMC Technologies 
Corporation (CSMC). Specifically, BIS amends Supplement No. 7 to part 
748 of the EAR to remove GSMC and HHNEC as a result of the merger of 
the two companies to create HHGrace, which is being added as a VEU. 
With this rule, exports, reexports and transfers (in-country) of 
certain items to three facilities of HHGrace are now authorized under 
Authorization VEU. In addition, BIS is updating CSMC's list of eligible 
items in Supplement No. 7 to part 748. These actions are not being 
taken in response to activities of concern. Rather, the actions are 
being taken at the companies' request.

DATES: This rule is effective June 3, 2013.

FOR FURTHER INFORMATION CONTACT: Karen Nies-Vogel, Chair, End-User 
Review Committee, Bureau of Industry and Security, U.S. Department of 
Commerce, 14th Street & Pennsylvania Avenue NW., Washington, DC 20230; 
by telephone: (202) 482-5991, fax: (202) 482-3991, or email: 
ERC@bis.doc.gov.

SUPPLEMENTARY INFORMATION: 

Background

Authorization Validated End-User

    Validated End-Users (VEUs) are designated entities located in 
eligible destinations to which eligible items may

[[Page 32982]]

be exported, reexported, or transferred (in-country) under a general 
authorization instead of a license. The names of the VEUs, as well as 
the date they were so designated, and their respective eligible 
destinations and items are identified in Supplement No. 7 to part 748 
of the EAR. Under the terms described in that supplement, VEUs may 
obtain eligible items without an export license from BIS, in conformity 
with Section 748.15 of the EAR. Eligible items vary between VEUs, but 
may include commodities, software, and technology, except those 
controlled for missile technology or crime control reasons on the 
Commerce Control List (CCL) (part 774 of the EAR).
    VEUs are reviewed and approved by the U.S. Government in accordance 
with the provisions of Section 748.15 and Supplement Nos. 8 and 9 to 
part 748 of the EAR. The End-User Review Committee (ERC), composed of 
representatives from the Departments of State, Defense, Energy, and 
Commerce, and other agencies, as appropriate, is responsible for 
administering the VEU program. BIS amended the EAR in a final rule 
published on June 19, 2007 (72 FR 33646) to create Authorization VEU.

Addition and Removals on the List of Validated End-User Authorizations 
in the PRC

Addition of Shanghai Huahong Grace Semiconductor Manufacturing 
Corporation, Ltd. to the list of Validated End-Users in the PRC and its 
``Eligible Destinations'' and ``Eligible Items (By ECCN)''

    This final rule amends Supplement No. 7 to part 748 of the EAR to 
add Shanghai Huahong Grace Semiconductor Manufacturing Corporation, 
Ltd. (HHGrace) as a VEU, and to identify its eligible facilities and 
the items that may be exported, reexported or transferred (in-country) 
to HHGrace under Authorization VEU. The names and addresses of this 
newly-appointed VEU and its eligible end-users are as follows:

New Validated End-User

    Shanghai Huahong Grace Semiconductor Manufacturing Corporation, 
Ltd.

Eligible Destinations

    Shanghai Huahong Grace Semiconductor Manufacturing Corporation--
HFab 2, 668 Guoshoujing Road, Zhangjiang Hi-Tech Park, Shanghai 201203 
China.
    Shanghai Huahong Grace Semiconductor Manufacturing Corporation--
HFab 1, 1188 Chuanqiao Road, Pudong, Shanghai 201206 China.
    Shanghai Huahong Grace Semiconductor Manufacturing Corporation--
GFab1, 1399 Zuchongzhi Road, Zhangjiang Hi-Tech Park, Shanghai 201203 
China.

Eligible Items That May Be Exported, Reexported or Transferred (in-
country) to the Three Eligible Destinations Identified Under HHGrace's 
Validated End-User Authorization:

    Eligible Items (By ECCN): 1C350.c.3, 1C350.d.7, 2B230, 2B350.d.2, 
2B350.g.3, 2B350.i.4, 3B001.a.1, 3B001.b, 3B001.c, 3B001.e, 3B001.f, 
3B001.h, 3C002, 3C004, 5B002, and 5E002 (limited to production 
technology for integrated circuits controlled by ECCNs 5A002 or 5A992 
that have been successfully reviewed under the encryption review 
process specified in Sections 740.17(b)(2) or 740.17(b)(3) and 742.15 
of the EAR).

Removal of Validated End-User Authorizations for Grace Semiconductor 
Manufacturing Corporation and Shanghai Huahong NEC Electronics Company, 
Ltd.

    As a result of the merger of HHNEC and GSMC, and their dissolution 
as independent legal entities, and consistent with Section 748.15 of 
the EAR, BIS now amends Supplement No. 7 to part 748 of the EAR to 
remove GSMC and HHNEC as VEUs. Both entities' addresses will also be 
removed from Supplement No. 7 to part 748 of the EAR. As a result of 
this rule, neither GSMC nor HHNEC will be authorized to receive items 
through Authorization VEU. This amendment is not the result of 
activities of concern. Rather, as noted above, the removal of GSMC's 
and HHNEC's qualifications as VEUs is the result of the merger of the 
two companies and their corresponding dissolution as independent legal 
entities.

Revisions to an Existing Validated End-User Authorization in the PRC

Revisions to the List of Eligible Items for CSMC Technologies 
Corporation

    In this rule, BIS amends Supplement No. 7 to part 748 of the EAR to 
amend CSMC Technologies Corporation's (CSMC) current list of eligible 
items. Specifically, BIS removes Export Control Classification Numbers 
(ECCNs) 3B001.c.1.a and 3B001.c.2.a from CSMC's list of eligible items 
that may be exported, reexported or transferred (in-country) to the 
company's eligible destinations. BIS is not making this change in 
response to activities of concern. Rather, BIS is making this change to 
reflect changes made to the Commerce Control List in a rule published 
on September 7, 2010 (75 FR 54271). That rule revised the control 
parameters for the anisotropic plasma dry etching equipment controlled 
under ECCN 3B001.c to align with changes made to the Wassenaar 
Arrangement's List of Dual-Use Goods and Technologies, as maintained 
and agreed to by the governments participating in the Wassenaar 
Arrangement on Export Controls for Conventional Arms and Dual-Use Goods 
and Technologies. BIS's September 2010 change to the CCL removed ECCNs 
3B001.c.1.a and 3B001.c.2.a, and changed the classification of those 
items to EAR99. As EAR99 items do not generally require a license for 
export, reexport or transfer (in-country) to the PRC, these items 
should no longer be included under CSMC's list of eligible items.

Former List of Eligible Items:

    1C350.c.3, 1C350.c.11, 2B230.a, 2B230.b, 2B350.f, 2B350.g, 2B350.h, 
3B001.c.1.a, 3B001.c.2.a, 3B001.e, 3B001.h (except for multilayer masks 
with a phase shift layer designed to produce ``space qualified'' 
semiconductor devices), 3C002.a, and 3C004.

New List of Eligible Items:

    1C350.c.3, 1C350.c.11, 2B230.a, 2B230.b, 2B350.f, 2B350.g, 2B350.h, 
3B001.e, 3B001.h (except for multilayer masks with a phase shift layer 
designed to produce ``space qualified'' semiconductor devices), 
3C002.a, and 3C004.

Modification of the Structure of Supplement No. 7 to Part 748

    Finally, in this rule, BIS amends Supplement No. 7 to part 748 to 
modify its structure. BIS is modifying the Supplement to improve the 
display and readability of the list of VEUs and their respective 
eligible items and destinations.
    The changes described in this rule are expected to further 
facilitate exports to civilian end-users in the PRC, and are expected 
to result in significant savings of time and resources for the VEU and 
its eligible facilities. Authorization VEU eliminates the burden on 
exporters and reexporters of preparing individual license applications, 
as exports, reexports and transfers (in-country) of the specified 
eligible items may now be made under general authorization instead of 
under individual licenses. With the addition of HHGrace as a VEU, 
exporters and reexporters can supply HHGrace much more quickly, thus

[[Page 32983]]

enhancing the competitiveness of both the VEU and its suppliers of U.S-
origin items.
    To ensure appropriate facilitation of exports and reexports, on-
site reviews of VEUs, including HHGrace, may be warranted pursuant to 
Section 748.15(f)(2) of the EAR and Section 7(iv) of Supplement No. 8 
to part 748 of the EAR. If such a review is warranted, BIS will inform 
the PRC Ministry of Commerce.
    Since August 21, 2001, the Export Administration Act (the Act) has 
been in lapse and the President, through Executive Order 13222 of 
August 17, 2001 (3 CFR, 2001 Comp., p. 783 (2002)), as amended by 
Executive Order 13637 of March 8, 2013, 78 FR 16129 (March 13, 2013), 
and as extended most recently by the Notice of August 15, 2012, 77 FR 
49699 (August 16, 2012), has continued the EAR in effect under the 
International Emergency Economic Powers Act. BIS continues to carry out 
the provisions of the Act, as appropriate and to the extent permitted 
by law, pursuant to Executive Order 13222.

Rulemaking Requirements

    1. Executive Orders 13563 and 12866 direct agencies to assess all 
costs and benefits of available regulatory alternatives and, if 
regulation is necessary, to select regulatory approaches that maximize 
net benefits (including potential economic, environmental, public 
health and safety effects, distributive impacts, and equity). Executive 
Order 13563 emphasizes the importance of quantifying both costs and 
benefits, reducing costs, harmonizing rules, and promoting flexibility. 
This rule has been determined to be not significant for purposes of 
Executive Order 12866.
    2. This rule involves collections previously approved by the Office 
of Management and Budget (OMB) under Control Number 0694-0088, ``Multi-
Purpose Application,'' which carries a burden hour estimate of 43.8 
minutes to prepare and submit form BIS-748; and for recordkeeping, 
reporting and review requirements in connection with Authorization VEU, 
which carries an estimated burden of 30 minutes per submission. This 
rule is expected to result in a decrease in license applications 
submitted to BIS. Total burden hours associated with the Paperwork 
Reduction Act of 1995 (44 U.S.C. 3501 et seq.) (PRA) and OMB Control 
Number 0694-0088 are not expected to increase significantly as a result 
of this rule.
    Notwithstanding any other provisions of law, no person is required 
to respond to, nor be subject to a penalty for failure to comply with a 
collection of information subject to the requirements of the PRA, 
unless that collection of information displays a currently valid OMB 
Control Number.
    3. This rule does not contain policies with Federalism implications 
as that term is defined under Executive Order 13132.
    4. Pursuant to the Administrative Procedure Act (APA), 5 U.S.C. 
553(b)(B), BIS finds good cause to waive requirements that this rule be 
subject to notice and the opportunity for public comment because they 
are unnecessary. In determining whether to grant VEU designations, a 
committee of U.S. Government agencies evaluates information about and 
commitments made by candidate companies, the nature and terms of which 
are set forth in 15 CFR part 748, Supplement No. 8. The criteria for 
evaluation by the committee are set forth in 15 CFR 748.15(a)(2).
    The information, commitments, and criteria for this extensive 
review were all established through the notice of proposed rulemaking 
and public comment process (71 FR 38313 (July 6, 2006) (proposed rule), 
and 72 FR 33646 (June 19, 2007) (final rule)). Given the similarities 
between the authorizations provided under the VEU program and export 
licenses (as discussed further below), the publication of this 
information does not establish new policy. In publishing this final 
rule, BIS merely updates the list of VEUs and their respective eligible 
items and destinations. These changes have been made within the 
established regulatory framework of the Authorization VEU program. 
Further, this rule does not abridge the rights of the public or 
eliminate the public's option to export under any of the forms of 
authorization set forth in the EAR.
    Publication of this rule in other than final form is unnecessary 
because the authorizations granted in the rule are consistent with the 
authorizations granted to exporters for individual licenses (and 
amendments or revisions thereof), which do not undergo public review. 
In addition, as with license applications, VEU authorization 
applications contain confidential business information, which is 
necessary for the extensive review conducted by the U.S. Government in 
assessing such applications. This information is extensively reviewed 
according to the criteria for VEU authorizations, as set out in 15 CFR 
748.15(a)(2). Additionally, just as the interagency End-User Review 
Committee reviews license applications, the authorizations granted 
under the VEU program involve interagency deliberation and result from 
review of public and non-public sources, including licensing data, and 
the measurement of such information against the VEU authorization 
criteria. Given the nature of the review, and in light of the parallels 
between the VEU application review process and the review of license 
applications, public comment on this authorization and subsequent 
amendments prior to publication is unnecessary. Moreover, because, as 
noted above, the criteria and process for authorizing and administering 
VEUs were developed with public comments, allowing additional public 
comment on this amendment to individual VEU authorizations, which was 
determined according to those criteria, is unnecessary.
    Section 553(d) of the APA generally provides that rules may not 
take effect earlier than thirty (30) days after they are published in 
the Federal Register. BIS finds good cause to waive the 30-day delay in 
effectiveness under 5 U.S.C. 553(d)(3) because the delay would be 
contrary to the public interest. BIS is simply amending a VEU 
authorization by updating the ``eligible items'' of the named end-user, 
removing two currently authorized VEUs, and replacing those VEUs with 
the addition of a new end-user--the new company resulting from the 
merger of two existing VEUs. Delaying this action's effectiveness could 
cause confusion with the VEU status of the list of companies identified 
in this rule due to the changes made to that list. Accordingly, it is 
contrary to the public interest to delay this rule's effectiveness.
    No other law requires that a notice of proposed rulemaking and an 
opportunity for public comment be given for this final rule. Because a 
notice of proposed rulemaking and an opportunity for public comment are 
not required under the APA or by any other law, the analytical 
requirements of the Regulatory Flexibility Act (5 U.S.C. 601 et seq.) 
are not applicable. As a result, no final regulatory flexibility 
analysis is required and none has been prepared.

List of Subjects in 15 CFR Part 748

    Administrative practice and procedure, Exports, Reporting and 
recordkeeping requirements.

    Dated: May 24, 2013.
Kevin J. Wolf,
Assistant Secretary for Export Administration .
    Accordingly, part 748 of the EAR (15 CFR parts 730-774) is amended 
as follows:

[[Page 32984]]

PART 748--[AMENDED]

0
1. The authority citation for 15 CFR part 748 continues to read as 
follows:

    Authority:  50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.; 
E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp., p. 228; E.O. 13222, 66 
FR 44025, 3 CFR, 2001 Comp., p. 783; Notice of August 15, 2012, 77 
FR 49699 (August 16, 2012).


0
2. Revise Supplement No. 7 to part 748 to read as follows:

  Supplement No. 7 to Part 748--Authorization Validated End-User (VEU): List of Validated End-Users, Respective
                   Items Eligible for Export, Reexport and Transfer, and Eligible Destinations
----------------------------------------------------------------------------------------------------------------
                                                      Eligible items (by       Eligible        Federal register
             Country              Validated end-user         ECCN)            destination          citation
----------------------------------------------------------------------------------------------------------------
 Nothing in this Supplement shall be deemed to supersede other provisions in the EAR, including but not limited
                                              to Sec.   748.15(c).
----------------------------------------------------------------------------------------------------------------
China (People's Republic of)....  Advanced Micro      3D002, 3D003,       AMD Technologies    75 FR 25763, 5/10/
                                   Devices China,      3E001 (limited to   (China) Co.,        10.
                                   Inc.                ``technology''      Ltd., No. 88, Su   76 FR 2802, 1/18/
                                                       for items           Tong Road,          11.
                                                       classified under    Suzhou, China      78 FR 3319, 1/16/
                                                       3C002 and 3C004     215021.             13.
                                                       and                Advanced Micro
                                                       ``technology''      Devices
                                                       for use during      (Shanghai) Co.,
                                                       the International   Ltd., Buildings
                                                       Technology          46, 47, 48 & 49,
                                                       Roadmap for         River Front
                                                       Semiconductors      Harbor,
                                                       (ITRS) process      Zhangjiang Hi-
                                                       for items           Tech Park, 1387
                                                       classified under    Zhangdong Rd.,
                                                       ECCNs 3B001 and     Pudong, Shanghai,
                                                       3B002), 3E002       China 201203.
                                                       (limited to        AMD Technology
                                                       ``technology''      Development
                                                       for use during      (Beijing) Co.,
                                                       the ITRS process    Ltd., North and
                                                       for items           South Buildings,
                                                       classified under    RaycomInfotech,
                                                       ECCNs 3B001 and     Park Tower C, No.
                                                       3B002), 3E003.e     2 Science
                                                       (limited to the     Institute South
                                                       ``development''     Rd., Zhong Guan
                                                       and                 Cun, Haidian
                                                       ``production'' of   District,
                                                       integrated          Beijing, China
                                                       circuits for        100190.
                                                       commercial         AMD Products
                                                       applications),      (China) Co. Ltd.,
                                                       4D001, 4D002 and    North and South
                                                       4E001 (limited to   Buildings,
                                                       the                 RaycomInfotech
                                                       ``development''     Park Tower C, No.
                                                       of products under   2 Science
                                                       ECCN 4A003).        Institute South
                                                                           Rd., Zhong Guan
                                                                           Cun, Haidian
                                                                           District,
                                                                           Beijing, China
                                                                           100190.
                                  Applied Materials   These Items         * Applied           72 FR 59164, 10/19/
                                   (China), Inc.       Authorized for      Materials South     07.
                                                       those Applied       East Asia Pte.     74 FR 19382, 4/29/
                                                       Materials           Ltd., Shanghai      09.
                                                       Destinations        Depot, c/o         75 FR 27185, 5/14/
                                                       Identified by one   Shanghai Applied    10.
                                                       asterisk (*):       Materials          77 FR 10953, 2/24/
                                                       2B006.b, 2B230,     Technical Service   12.
                                                       2B350.g.3,          Center, No. 2667,
                                                       2B350.i, 3B001.a,   Zuchongzhi Road,
                                                       3B001.b, 3B001.c,   Shanghai, China
                                                       3B001.e, 3B001.f,   201203.
                                                       3C001, 3C002,      * Applied
                                                       3D002 (limited to   Materials South
                                                       ``software''        East Asia Pte.
                                                       specially           Ltd., Beijing
                                                       designed for the    Depot, c/o
                                                       ``use'' of stored   Beijing Applied
                                                       program             Materials
                                                       controlled items    Technical Service
                                                       classified under    Center, No. 1
                                                       ECCN 3B001).        North Di Sheng
                                                                           Street, BDA,
                                                                           Beijing, China
                                                                           100176.
                                                                          *Applied Materials
                                                                           South East Asia
                                                                           Pte. Ltd., Wuxi
                                                                           Depot, c/o
                                                                           Sinotrans Jiangsu
                                                                           Fuchang Logistics
                                                                           Co., Ltd., 1 Xi
                                                                           Qin Road, Wuxi
                                                                           Export Processing
                                                                           Zone, Wuxi,
                                                                           Jiangsu, China
                                                                           214028.
                                                                          Applied Materials
                                                                           South East Asia
                                                                           Pte. Ltd., Wuhan
                                                                           Depot, c/o Wuhan
                                                                           Optics Valley
                                                                           Import & Export
                                                                           Co., Ltd., No.
                                                                           101 Guanggu Road,
                                                                           East Lake High-
                                                                           Tec Development
                                                                           Zone, Wuhan,
                                                                           Hubei, China
                                                                           430074.
                                                                          Applied Materials
                                                                           (China), Inc.,
                                                                           Shanghai Depot,
                                                                           No. 2667,
                                                                           Zuchongzhi Road,
                                                                           Shanghai, China
                                                                           201203.
                                                                          * Applied
                                                                           Materials
                                                                           (China), Inc.,
                                                                           Beijing Depot,
                                                                           No. 1 North Di
                                                                           Sheng Street,
                                                                           BDA, Beijing,
                                                                           China 100176.

[[Page 32985]]

 
                                                      These Items         ** Applied
                                                       Authorized for      Materials (Xi'an)
                                                       the Applied         Ltd., No. 28 Xin
                                                       Materials           Xi Ave., Xi'an
                                                       Destination         High Tech Park,
                                                       Identified by two   Export Processing
                                                       asterisks (**):     Zone, Xi'an,
                                                       2B006.b, 2B230,     Shaanxi, China
                                                       2B350.g.3,          710075.
                                                       2B350.i, 3B001.a,
                                                       3B001.b, 3B001.c,
                                                       3B001.e, 3B001.f,
                                                       3C001, 3C002,
                                                       3D002 (limited to
                                                       ``software''
                                                       specially
                                                       designed for the
                                                       ``use'' of stored
                                                       program
                                                       controlled items
                                                       classified under
                                                       ECCN 3B001), and
                                                       3E001 (limited to
                                                       ``technology''
                                                       according to the
                                                       General
                                                       Technology Note
                                                       for the
                                                       ``development''
                                                       or ``production''
                                                       of items
                                                       controlled by
                                                       ECCN 3B001).
                                  Boeing Tianjin      1B001.f, 1D001      Boeing Tianjin      72 FR 59164, 10/19/
                                   Composites Co.      (limited to         Composites Co.      07.
                                   Ltd.                ``software''        Ltd., No. 4-388    74 FR 19382, 4/29/
                                                       specially           Heibei Road,        09.
                                                       designed or         Tanggu Tianjin,    77FR 10953, 2/24/
                                                       modified for the    China.              12.
                                                       ``use'' of                             77 FR 40258, 7/9/
                                                       equipment                               12.
                                                       controlled by
                                                       1B001.f),
                                                       2B001.b.2
                                                       (limited to
                                                       machine tools
                                                       with accuracies
                                                       no better than
                                                       (i.e., not less
                                                       than) 13
                                                       microns), 2D001
                                                       (limited to
                                                       ``software,''
                                                       other than that
                                                       controlled by
                                                       2D002, specially
                                                       designed or
                                                       modified for the
                                                       ``use'' of
                                                       equipment
                                                       controlled by
                                                       2B001.b.2), and
                                                       2D002 (limited to
                                                       ``software'' for
                                                       electronic
                                                       devices, even
                                                       when residing in
                                                       an electronic
                                                       device or system,
                                                       enabling such
                                                       devices or
                                                       systems to
                                                       function as a
                                                       ``numerical
                                                       control'' unit,
                                                       capable of
                                                       coordinating
                                                       simultaneously
                                                       more than 4 axes
                                                       for ``contouring
                                                       control''
                                                       controlled by
                                                       2B001.b.2).
                                  CSMC Technologies   1C350.c.3,          CSMC Technologies   76 FR 2802, 1/18/
                                   Corporation.        1C350.c.11,         Fab 1 Co., Ltd.,    11.
                                                       2B230.a, 2B230.b,   14 Liangxi Road,   76 FR 37634, 6/28/
                                                       2B350.f, 2B350.g,   Wuxi, Jiangsu       11.
                                                       2B350.h, 3B001.e.   214061, China.     77 FR 10953, 2/24/
                                                      3B001.h (except     CSMC Technologies    12.
                                                       for multilayer      Fab 2 Co., Ltd.,   78 FR 23472, 4/19/
                                                       masks with a        8 Xinzhou Rd.       13.
                                                       phase shift layer   Wuxi National New  78 FR [INSERT PAGE
                                                       designed to         Hi-Tech             NUMBER], 6/3/13.
                                                       produce ``space     Industrial
                                                       qualified''         Development Zone,
                                                       semiconductor       Wuxi, Jiangsu
                                                       devices),           214028, China.
                                                       3C002.a, and
                                                       3C004.

[[Page 32986]]

 
                                  Lam Research        These Items         * Lam Research      75 FR 62462, 10/12/
                                   Corporation         Authorized for      International       10.
                                                       those Lam's         Sarl (Lam          77 FR 10953, 2/24/
                                                       Destinations        Shanghai            12.
                                                       Identified by a     Warehouse), c/o    78 FR 3319, 1/16/
                                                       single asterisk     HMG Supply Chain    13.
                                                       (*): 2B230,         (Shanghai) Co.,
                                                       2B350.c, 2B350.d,   Ltd., No. 3869,
                                                       2B350.g, 2B350.h,   Longdong Avenue,
                                                       2B350.i, 3B001.c    Pudong New
                                                       and 3B001.e         District,
                                                       (items classified   Shanghai, China
                                                       under ECCNs         201203.
                                                       3B001.c and        *Lam Research
                                                       3B001.e are         International
                                                       limited to          Sarl (Lam
                                                       specially           Shanghai
                                                       designed            Warehouse; WGQ
                                                       components and      Bonded
                                                       accessories),       Warehouse), c/o
                                                       3D001 (limited to   HMG Supply Chain
                                                       ``software''        (Shanghai) Co.,
                                                       (excluding source   Ltd., No. 55, Fei
                                                       code) specially     la Road,
                                                       designed for the    Waigaoqiao Free
                                                       ``development''     Trade Zone,
                                                       or ``production''   Pudong New Area,
                                                       of equipment        Shanghai, China
                                                       controlled by       200131.
                                                       ECCN 3B001),       * Lam Research
                                                       3D002 (limited to   International
                                                       ``software''        Sarl (Lam Beijing
                                                       (excluding source   Warehouse), c/o
                                                       code) specially     Beijing Lam
                                                       designed for the    Electronics Tech
                                                       ``use'' of          Center, No. 8
                                                       equipment           Building, No. 1,
                                                       controlled by       Disheng North
                                                       ECCN 3B001), and    Street, Beijing
                                                       3E001 (limited to   Economic &
                                                       ``technology''      Technological
                                                       according to the    Development Area,
                                                       General             Beijing, China
                                                       Technology Note     100176.
                                                       for the            * Lam Research
                                                       ``development''     International
                                                       of equipment        Sarl (Wuxi EPZ
                                                       controlled by       Bonded
                                                       ECCN 3B001).        Warehouse), c/o
                                                                           HMG WHL Logistic
                                                                           (Wuxi) Co., Ltd.,
                                                                           1st Fl, Area 4,
                                                                           No. 1, Plot J3,
                                                                           No. 5 Gaolang
                                                                           East Road, Export
                                                                           Processing Zone,
                                                                           Wuxi, China
                                                                           214028.
                                                                          * Lam Research
                                                                           International
                                                                           Sarl (Lam Beijing
                                                                           Warehouse), c/o
                                                                           HMG Hi-tech
                                                                           Logistics
                                                                           (Beijing) Co.,
                                                                           Ltd., Building 3,
                                                                           No. 9 Ke Chuang
                                                                           Er Street,
                                                                           Beijing Economic
                                                                           Technological
                                                                           Development Area,
                                                                           Beijing, China
                                                                           100176.
                                                                          * Lam Research
                                                                           International
                                                                           Sarl (Wuhan TSS),
                                                                           c/o HMG Wuhan
                                                                           Logistic Co.,
                                                                           Ltd., 1st-2nd
                                                                           Floor, Area B,
                                                                           No. 5 Building,
                                                                           Hua Shi Yuan Er
                                                                           Road, East-lake
                                                                           Hi-Tech
                                                                           Development Zone,
                                                                           Wuhan, Hubei
                                                                           Province, China
                                                                           430223.

[[Page 32987]]

 
                                                      These Items         ** Lam Research
                                                       Authorized for      Service Co.,
                                                       those Lam's         Ltd., 1st Floor,
                                                       Destinations        Area C, Hua Hong
                                                       Identified by two   Science &
                                                       asterisks (**):.    Technology Park,
                                                      2B230, 2B350.c,      177 Bi Bo Road,
                                                       2B350.d, 2B350.g,   Zhangjiang Hi-
                                                       2B350.h, 2B350.i,   Tech Park,
                                                       3B001.c and         Pudong, Shanghai,
                                                       3B001.e (items      China 201203.
                                                       classified under   ** Lam Research
                                                       ECCNs 3B001.c and   (Shanghai) Co.,
                                                       3B001.e are         Ltd., No. 1
                                                       limited to          Jilong Rd., Room
                                                       specially           424-2, Waigaoqiao
                                                       designed            Free Trade Zone,
                                                       components and      Shanghai, China
                                                       accessories),       200131.
                                                       3D001 (limited to  ** Lam Research
                                                       ``software''        Service Co., Ltd.
                                                       (excluding source   (Beijing Branch),
                                                       code) specially     Rm 1010, Zhaolin
                                                       designed for the    Building, No. 15
                                                       ``development''     Rong Hua Zhong
                                                       or ``production''   Road, Beijing
                                                       of equipment        Economic &
                                                       controlled by       Technological
                                                       ECCN 3B001),        Development Area,
                                                       3D002 (limited to   Beijing, China
                                                       ``software''        100176.
                                                       (excluding source  ** Lam Research
                                                       code) specially     Service Co.,
                                                       designed for the    Ltd., Wuxi
                                                       ``use'' of          Representative
                                                       equipment           Office, Room 302,
                                                       controlled by       Building 6,
                                                       ECCN 3B001), and    Singapore
                                                       3E001 (limited to   International
                                                       ``technology''      Park, No. 89 Xing
                                                       according to the    Chuang Si Road,
                                                       General             Wuxi New
                                                       Technology Note     District, Wuxi,
                                                       for the             Jiangsu, China
                                                       ``development''     214028.
                                                       or ``production''  **Lam Research
                                                       (limited to those   Service Co.,
                                                       stages that         Ltd., Wuhan
                                                       support             Representative
                                                       integration,        Office, Room 302,
                                                       assembly            Guanggu Software
                                                       (mounting),         Park Building E4,
                                                       inspection,         No. 1 Guanshan
                                                       testing, and        Road, Donghu
                                                       quality             Development Zone,
                                                       assurance) of       Wuhan, Hubei
                                                       equipment           Province, China
                                                       controlled by       430074.
                                                       ECCN 3B001).       ** Lam Research
                                                                           Semiconductor
                                                                           (Suzhou) Co.,
                                                                           Ltd. (Suzhou), A
                                                                           Division of Lam
                                                                           Research
                                                                           International
                                                                           Sarl, A-2
                                                                           Building, Export
                                                                           Processing Zone,
                                                                           Suzhou New
                                                                           District, Jiangsu
                                                                           Province, China
                                                                           215151.
                                  Semiconductor       1C350.c.3,          Semiconductor       72 FR 59164, 10/19/
                                   Manufacturing       1C350.d.7,          Manufacturing       07.
                                   International       2B006.b.1, 2B230,   International      75 FR 67029, 11/1/
                                   Corporation.        2B350.d.2,          (Shanghai)          10.
                                                       2B350.g.3,          Corporation, 18    77 FR 10953, 2/24/
                                                       2B350.i.3,          Zhang Jiang Rd.,    12.
                                                       3B001.a, 3B001.b,   Pudong New Area,
                                                       3B001.c, 3B001.e,   Shanghai, China
                                                       3B001.f, 3C001,     201203.
                                                       3C002, 3C004,      Semiconductor
                                                       5B002, and 5E002    Manufacturing
                                                       (limited to         International
                                                       ``technology''      (Tianjin)
                                                       according to the    Corporation, 19
                                                       General             Xing Hua Avenue,
                                                       Technology Note     Xi Qing Economic
                                                       for the             Development Area,
                                                       ``production'' of   Tianjin, China
                                                       integrated          300385.
                                                       circuits           Semiconductor
                                                       controlled by       Manufacturing
                                                       ECCN 5A002 that     International
                                                       have been           (Beijing)
                                                       classified by BIS   Corporation, No.
                                                       as eligible for     18 Wen Chang
                                                       License Exception   Road, Beijing
                                                       ENC under           Economic-
                                                       paragraph (b)(2)    Technological
                                                       or (b)(3) of        Development Area,
                                                       section 740.17 of   Beijing, China
                                                       the EAR, or         100176.
                                                       classified by BIS
                                                       as a mass market
                                                       item under
                                                       paragraph (b)(3)
                                                       of section 742.15
                                                       of the EAR).

[[Page 32988]]

 
                                  Shanghai Huahong    1C350.c.3,          Shanghai Huahong    78 FR [INSERT PAGE
                                   Grace               1C350.d.7, 2B230,   Grace               NUMBER], 6/3/13.
                                   Semiconductor       2B350.d.2,          Semiconductor
                                   Manufacturing       2B350.g.3,          Manufacturing
                                   Corporation.        2B350.i.4,          Corporation--HFab
                                                       3B001.a.1,          2, 668
                                                       3B001.b, 3B001.c,   Guoshoujing Road,
                                                       3B001.e, 3B001.f,   Zhangjiang Hi-
                                                       3B001.h, 3C002,     Tech Park,
                                                       3C004, 5B002, and   Shanghai 201203
                                                       5E002 (limited to   China.
                                                       production         Shanghai Huahong
                                                       technology for      Grace
                                                       integrated          Semiconductor
                                                       circuits            Manufacturing
                                                       controlled by       Corporation--HFab
                                                       ECCNs 5A002 or      1, 1188 Chuanqiao
                                                       5A992 that have     Road, Pudong,
                                                       been successfully   Shanghai 201206
                                                       reviewed under      China.
                                                       the encryption     Shanghai Huahong
                                                       review process      Grace
                                                       specified in        Semiconductor
                                                       Sections            Manufacturing
                                                       740.17(b)(2) or     Corporation--GFab
                                                       740.17(b)(3) and    1, 1399
                                                       742.15 of the       Zuchongzhi Road,
                                                       EAR).               Zhangjiang Hi-
                                                                           Tech Park,
                                                                           Shanghai 201203
                                                                           China.
                                  SK hynix            3B001.a, 3B001.b,   SK hynix            75 FR 62462, 10/12/
                                   Semiconductor       3B001.c, 3B001.e,   Semiconductor       10.
                                   (China) Ltd.        and 3B001.f.        (China) Ltd., Lot  77 FR 40258, 7/9/
                                                                           K7/K7-1, Export     12.
                                                                           Processing Zone,   78 FR 3319, 1/16/
                                                                           Wuxi, Jiangsu,      13.
                                                                           China 214028.
                                  SK hynix            3B001.a, 3B001.b,   SK hynix            75 FR 62462, 10/12/
                                   Semiconductor       3B001.c, 3B001.e,   Semiconductor       10.
                                   (Wuxi) Ltd.         and 3B001.f.        (Wuxi) Ltd., Lot   77 FR 40258, 7/9/
                                                                           K7/K7-1, Export     12.
                                                                           Processing Zone,   78 FR 3319, 1/16/
                                                                           Wuxi, Jiangsu,      13.
                                                                           China 214028.
----------------------------------------------------------------------------------------------------------------
India...........................  GE India            1C002.a.1,          GE India            74 FR 31620, 7/2/
                                   Industrial Pvt      1C002.a.2,          Technology Centre   09.
                                   Ltd..               1C002.b.1.a,        Private Limited    74 FR 68147, 12/23/
                                                       1C002.b.1.b,        (GEITC), No. 122,   09.
                                                       1E001, 2E003.f,     EPIP, Phase II,    77 FR 10953, 2/24/
                                                       9E003.a.1,          Hoodi Village,      12.
                                                       9E003.a.2,          Whitefield Road,
                                                       9E003.a.4,          Bangalore 560066,
                                                       9E003.a.5,          Karnataka, India.
                                                       9E003.a.6,         Bangalore
                                                       9E003.a.8, and      Engineering
                                                       9E003.c.            Center (BEC), c/o
                                                                           GE India
                                                                           Technology Centre
                                                                           Private Limited
                                                                           (GEITC), No. 122,
                                                                           EPIP, Phase II,
                                                                           Hoodi Village,
                                                                           Whitefield Road,
                                                                           Bangalore 560066,
                                                                           Karnataka, India.
----------------------------------------------------------------------------------------------------------------

[FR Doc. 2013-13076 Filed 5-31-13; 8:45 am]
BILLING CODE 3510-33-P


